XMS Capital Partners

Type| Private
Industry| Financial Services
Founded| 2006; 20 years ago (2006)
Founders| Theodore J. (Ted) Brombach[1]
John "Yogi" Spence[2]
Headquarters| Chicago, IL, United States
Products| Investment Banking, Asset Management, Merchant Banking

Number of employees

| 50
Website| www.xmscapital.com

XMS Capital Partners (XMS) is an independent, privately owned, global financial services firm providing investment banking, asset management, and merchant banking services worldwide.

## Contents

* 1 History
* 2 Business units
* 2.1 Investment banking
* 2.2 Asset management
* 2.3 Merchant banking
* 3 References

## History

XMS Capital Partners was launched in August 2006[3] and has grown into a global, independent financial services firm providing investment banking, asset management, and merchant banking. It has offices in Chicago ,[3] London,[4][5] and Dublin[6] and strategic relationships in Germany , Japan ,[7] China , and India .[8] It also has a strategic alliance with Headwall Partners for its expertise in the steel, metals, mining and building products industries.[9][10]

## Business units

XMS Capital Partners has three business units: Investment Banking (including M&A Advisory and Capital Raising), Asset Management, and Merchant Banking.

### Investment banking

XMS works with public[11] and private companies[12] including family-owned businesses. XMS has completed a wide range of domestic and international transactions across multiple industries: broad industrials,[13] business services, automotive,[14][15] paper and packaging,[16][17] chemicals, consumer/food/beverage,[5][11] healthcare,[18][19] financial services, energy, agriculture, aerospace/defense,[20] distribution/logistics/transport,[21] education, retail/restaurants, tech/media/telecom, and sports.

### Asset management

XA Investments LLC (XAI) is a Chicago-based firm founded by XMS in March 2016.[22] XAI partners with established alternative asset managers including credit managers, hedge fund managers, and private debt and equity firms, among others.[23][24][25]

XAI’s Alternative Registered Trust (ART) platform offers investments to individual and smaller institutional investors.[26][27]

XAI is the registered funds division of XMS and offers securities through XMS, which is a member of FINRA and the SIPC.[24][22]

### Merchant banking

## References

1. ↑ "Theodore J Brombach: Executive Profile & Biography - Bloomberg". https://www.bloomberg.com/research/stocks/private/person.asp?personId=30216628&privcapId=337652969.
2. ↑ "John Yogi Spence: Executive Profile & Biography - Bloomberg". https://www.bloomberg.com/research/stocks/private/person.asp?personId=47166894&privcapId=337652969.
3. ↑ 3.0 3.1 "XMS Capital Partners, LLC: Private Company Information - Bloomberg". https://www.bloomberg.com/research/stocks/private/snapshot.asp?privcapId=39786928.
4. ↑ "Financial Conduct Authority". https://register.fca.org.uk/ShPo_FirmDetailsPage?id=001b000000NMgJ3AAL.
5. ↑ 5.0 5.1 "Axcel - New owners for the world’s leading manufacturer of stunning tools". http://uk.axcel.dk/news/press-releases/new-owners-for-the-world-s-leading-manufacturer-of-stunning-tools/.
6. ↑ "US giant set to buy Steripack’s medical business for €70m". https://www.irishtimes.com/business/manufacturing/us-giant-set-to-buy-steripack-s-medical-business-for-70m-1.2618162.
7. ↑ "XIBキャピタルパートナーズ株式会社｜提携によるグリーバル・リーチを構築「Global Network」". http://www.xibcapital.com/network/.
8. ↑ M, Sabarinath (8 April 2015). "Kriscore Financial inks pact with two boutique investment banking firms in US and Japan". https://economictimes.indiatimes.com/industry/banking/finance/banking/kriscore-financial-inks-pact-with-two-boutique-investment-banking-firms-in-us-and-japan/articleshow/46844008.cms.
9. ↑ Zimmerman, Kevin (March 30, 2017). "New Greenwich financial firm forecasts shiny future for steel industry". https://nebula.wsimg.com/2349a11987d96087735459d2ed22df97?AccessKeyId=03B68C1E7B110AFBB12E&disposition=0&alloworigin=1.
10. ↑ "Fairfield County Business Journal 040317". https://issuu.com/thewagmag/docs/fair_040317.
11. ↑ 11.0 11.1 Inc., Green Plains. "Green Plains Acquires Fleischmann’s Vinegar Company". https://globenewswire.com/news-release/2016/10/03/876660/0/en/Green-Plains-Acquires-Fleischmann-s-Vinegar-Company.html.
12. ↑ "Icahn Eyes $1.5 Billion in Possible Fel-Pro Sale". 14 September 2017. https://www.bloomberg.com/news/articles/2017-09-14/icahn-is-said-to-eye-1-5-billion-in-possible-fel-pro-sale.
13. ↑ "Onex, CPPIB to sell Gates Corp to Blackstone for $5.4 billion". 4 April 2014. https://www.reuters.com/article/us-gates-blackstone/onex-cppib-to-sell-gates-corp-to-blackstone-for-5-4-billion-idUSBREA331RV20140404.
14. ↑ "United States of America - Lear Corp close to buying Eagle Ottawa - APLF.com". http://www.aplf.com/en-us/leather-fashion-news-and-blog/news/20490/united-states-of-america-lear-corp-close-to-buying-eagle-ottawa.
15. ↑ "The Gores Group Sells Sage Automotive Interiors to Clearlake Capital Group". http://www.businesswire.com/news/home/20141009005089/en/Gores-Group-Sells-Sage-Automotive-Interiors-Clearlake.
16. ↑ "Today's Stock Market News and Analysis from Nasdaq.com". http://www.nasdaq.com/press-release/xms-capital-partners-advises-veritiv-on-its-acquisition-of-all-american-containers-20170913-01235.
17. ↑ "Bemis Co. Inc. sells Vancouver plant to Hood Packaging". 3 April 2014. http://www.columbian.com/news/2014/apr/04/bemis-co-inc-sells-vancouver-plant-to-hood-packagi/.
18. ↑ "XMS Advises HBI in Sale - PitchBook News". https://pitchbook.com/newsletter/xms-advises-hbi-in-sale.
19. ↑ "Cellectar Biosciences (formerly Novelos) - Annual Report". http://investor.cellectar.com/secfiling.cfm?filingid=1144204-11-22037&cik=1279704.
20. ↑ "EnerSys acquires lithium battery business - SAE International". http://articles.sae.org/9512/.
21. ↑ "Daseke Goes Public via Merger with Hennessy Capital Acquisition". http://www.truckinginfo.com/channel/fleet-management/news/story/2017/02/daseke-goes-public-via-merger-with-hennessy-capital-acquisition.aspx.
22. ↑ 22.0 22.1 "XAI Octagon Floating Rate & Alternative Income Term Trust". https://www.sec.gov/Archives/edgar/data/1703079/000119312517296140/d446215d497.htm.
23. ↑ Constable, Simon (10 July 2017). "What Are Interval Funds?". https://www.wsj.com/articles/what-are-interval-funds-1499652001.
24. ↑ 24.0 24.1 "XAI Octagon Credit Opportunities Alternative Registered Trust - Brokerage Feeder Form N-2 Filed 2016-08-08". http://edgar.secdatabase.com/2288/134100416001607/filing-main.htm.
25. ↑ "Today's Stock Market News and Analysis from Nasdaq.com". http://www.nasdaq.com/press-release/xai-octagon-floating-rate--alternative-income-term-trust-xflt-prices-initial-public-offering-20170927-01099.
26. ↑ "Managers Rush Market with Cheaper Alts Funds for Advisors". http://www.fundfire.com/c/1738113/203853/managers_rush_market_with_cheaper_alts_funds_advisors?referrer_module=issueHeadline&module_order=2.
27. ↑ Naqvi, Sameer. "Newsletter - Creditflux.com". http://creditflux.com/Newsletter/2017-10-09/Angel-Oak-joins-growth-in-credit-interval-funds.

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