List of financial regulatory authorities by country

Short description: none

Financial markets

* Public market
* Exchange · Securities

Bond market

* Bond valuation
* Corporate bond
* Fixed income
* Government bond
* High-yield debt
* Municipal bond

Securitization

Stock market

* Common stock
* Preferred stock
* Registered share
* Stock

Stock certificate
* Stock exchange

Other markets

Derivatives

* (Credit derivative
* Futures exchange
* Hybrid security)

Foreign exchange

* (Currency
* Exchange rate)

* Commodity
* Money
* Real estate
* Reinsurance

Over-the-counter (off-exchange)

* Forwards
* Options

* Spot market
* Swaps

Trading

* Participants
* Regulation
* Clearing

Related areas

* Banks and banking
* Finance
* corporate
* personal
* public

* v
* t
* e

The following is an incomplete list of financial regulatory authorities by country.[1]

Contents:

* A-B
* C-D
* E-I
* J-L
* M-R
* S-T
* U-Z

Nonita D Aguilar, Philippines

## List

### A-B

* Afghanistan - Da Afghanistan Bank (DAB)
* Albania - Albanian Financial Supervisory Authority (FSA)
* Algeria - Commission d'Organisation et de Surveillance des Opérations de Bourse (COSOB)
* Andorra \- Andorran Financial Authority (AFA)
* Anguilla \- Anguilla Financial Services Commission
* Antigua & Barbuda - Financial Services Regulatory Commission
* Argentina \- Comisión Nacional de Valores [es] (CNV)
* Armenia \- Central Bank of Armenia (CBA)
* Australia :
* Reserve Bank of Australia
* Australian Prudential Regulation Authority (APRA)
* Australian Securities and Investments Commission (ASIC)
* Australian Takeovers Panel
* Foreign Investments Review Board (FIRB)
* Australian Transaction Reports and Analysis Centre (AUSTRAC)
* Austria:
* Financial Market Authority (FMA, Finanzmarktaufsichtsbehörde in German)
* Oesterreichische Nationalbank
* Austrian Takeover Commission (Übernahmekommission in German)
* Azerbaijan:
* Financial Market Supervisory Authority of Azerbaijan ;
* Bahamas:
* Central Bank of The Bahamas
* Securities Commission of the Bahamas
* Bahrain - Central Bank of Bahrain
* Bangladesh:
* Bangladesh Bank
* Securities and Exchange Commission (Bangladesh)
* Barbados:
* Barbados Financial Services Commission
* Central Bank of Barbados
* Financial Intelligence Unit (Barbados)
* Belarus :
* National Bank of the Republic of Belarus
* Belgium:
* Financial Services and Markets Authority (FSMA - Autorité des services et marchés financiers/Authoriteit voor Financiële Diensten en Markten)
* National Bank of Belgium (NBB - Banque Nationale de Belgique/Nationale Bank van België)
* Belize - International Financial Services Commission
* Bermuda - Bermuda Monetary Authority
* Bhutan - Royal Monetary Authority of Bhutan (RMA)
* Bolivia - Autoridad de Supervisión del Sistema Financiero (ASFI)
* Bosnia and Herzegovina:
* Republika Srpska Securities Commission for Republika Srpska
* Securities Commission of the Federation of Bosnia and Herzegovina ("Komisija za vrijednosne papire Federacije Bosne i Hercegovine")
* Botswana:
* Non-Bank Financial Institutions Regulatory Authority (NBFIRA)
* Bank of Botswana (BOB)
* Brazil :
* Central Bank of Brazil (BACEN, Banco Central do Brasil in Portuguese)
* Securities and Exchange Commission of Brazil (CVM, Comissão de Valores Mobiliários in Portuguese)
* Superintendency of Private Insurance (SUSEP, Superintendência de Seguros Privados in Portuguese)
* British Virgin Islands - British Virgin Islands Financial Services Commission
* Brunei - Brunei International Financial Center of the Ministry of Finance
* Bulgaria - Financial Supervision Commission (Bulgaria) (FSC)

### C-D

* Cambodia
* National Bank of Cambodia (NBC)
* Non-bank Financial Services Authority[2]
* Canada :
* Bank of Canada
* Canada Deposit Insurance Corporation
* Office of the Superintendent of Financial Institutions (OSFI)
* Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)
* Financial Consumer Agency of Canada
* Canadian Securities Administrators (CSA)
* Alberta Securities Commission
* Autorité des marchés financiers - Québec
* British Columbia Securities Commission (BCSC)
* Ontario Securities Commission (OSC)
* Financial and Consumer Services Commission, New Brunswick (FCNB)
* Investment Industry Regulatory Organization of Canada (IIROC)
* Mutual Fund Dealers Association (MFDA)
* Financial Services Commission of Ontario
* Financial Institutions Commission - Province of British Columbia
* Cayman Islands \- Cayman Islands Monetary Authority
* Chile \- Superintendencia de Valores y Seguros
* China, People's Republic of:
* China Securities Regulatory Commission (CSRC)
* China Banking and Insurance Regulatory Commission (CBIRC)
* People's Bank of China (PBOC)
* Colombia:
* Superintendencia Financiera de Colombia
* National Directorate of Taxes and Customs (DIAN)
* Congo, the Democratic Republic of - Central Bank of Congo
* Congo, The Republic of - Agence de Régulation des Transferts de Fonds (ARTF)
* Costa Rica:
* Superintendencia General de Valores
* Superintendencia General de Seguros (Costa Rica)
* Côte d'Ivoire - Banque Centrale des Etats de l'Afrique de l'Ouest
* Croatia:
* Croatian Financial Services Supervisory Agency
* Croatian National Bank
* Cyprus:
* Central Bank of Cyprus
* Cyprus Securities and Exchange Commission (CYSEC)
* Cyprus Insurance Companies Control Service (ICCS)
* Czech Republic \- Czech National Bank
* Denmark \- Financial Supervisory Authority (Denmark), (Finanstilsynet in Danish)
* Dominica \- Financial Service Unit of the Commonwealth of Dominica
* Dominican Republic:
* Banco Central de la Republica Dominica
* Superintendencia de Bancos de la Republica Dominicana
* Superintendencia del Mercado de Valores de la Republica Dominicana

### E-I

* Ecuador - Superintendencia de Bancos
* Egypt \- Financial Regulatory Authority
* El Salvador
* Superintendencia del Sistema Financiero
* Instituto De Garantía De Depósitos[3] (IGD)
* European Union:
* European Central Bank (ECB)
* European Banking Authority (EBA)
* European Securities and Markets Authority (ESMA)
* European Insurance and Occupational Pensions Authority (EIOPA)
* European Systemic Risk Board (ESRB)
* Estonia:
* Financial Supervisory Authority of Estonia (Finantsinspektsioon in Estonian)
* Bank of Estonia (Eesti Pank in Estonian)
* Faroe Islands \- Insurance Authority of the Faroe Islands (Tryggingareftirlitið in Faroese) (For Insurance, Pension and mortgages all other finance is regulated by Financial Supervisory Authority (Denmark))
* Finland \- Financial Supervisory Authority, (FIN-FSA Finanssivalvonta in Finnish)
* France :
* Financial Protection Regulatory Authority (France) (FPRA)
* Autorité des marchés financiers (France) (AMF)
* Georgia \- National Bank of Georgia
* Germany \- Federal Financial Supervisory Authority (BaFin - Bundesanstalt für Finanzdienstleistungsaufsicht)
* Ghana:
* Securities and Exchange Commission (Ghana) (SEC)
* Bank of Ghana (BOG)
* Gibraltar \- Gibraltar Financial Services Commission (GFSC)
* Greece - Hellenic Capital Market Commission
* Grenada - Grenada International Financial Services Authority (GIFSA)
* Guatemala - Superintendencia de Bancos (SB)
* Guernsey - Guernsey Financial Services Commission
* Honduras - National Banks and Securities Commission (Comisión Nacional de Bancos y Seguros in Spanish)
* Hong Kong:
* Hong Kong Monetary Authority (HKMA)
* Hong Kong Securities and Futures Commission (SFC)
* Hong Kong Insurance Authority (IA)
* Hong Kong Mandatory Provident Fund Schemes Authority (MPFA)
* Hungary - Hungarian National Bank (Hungarian: Magyar Nemzeti Bank (MNB))
* Iceland - Central Bank of Iceland
* India :
* Reserve Bank of India (RBI) - central bank and primary regulator of banks, payment systems, and financial entities
* Banks Board Bureau (BBB)
* National Payments Corporation of India (NPCI)
* International Financial Services Centres Authority - Governing body of the International Financial Services Centre In Gujarat International Financial tec-city(GIFT City), India.
* Deposit Insurance and Credit Guarantee Corporation (DICGC)
* Banking Codes and Standards Board of India (BCSBI)
* Securities and Exchange Board of India (SEBI)
* Forward Markets Commission (FMC)
* Insolvency and Bankruptcy Board of India (IBBI)
* Insurance Regulatory and Development Authority of India (IRDAI)
* Pension Fund Regulatory and Development Authority (PFRDA)
* All India Financial Institutions
* National Bank for Agriculture and Rural Development (NBARD)
* Small Industries Development Bank of India (SIDB)
* National Housing Bank (NHB)
* Export-Import Bank of India (Ex-Im Bank)
* Indonesia:
* Financial Services Authority (Indonesia) (Indonesian: Otoritas Jasa Keuangan) (OJK)
* Bank Indonesia
* Indonesia Deposit Insurance Corporation (Indonesian: Lembaga Penjamin Simpanan) (LPS)
* Ireland:
* Central Bank of Ireland
* Irish Takeover Panel
* Iran:
* Securities and Exchange Organization of Iran
* Central Bank of Iran
* Iraq - Iraq Securities Commission (ISC)
* Isle of Man - Isle of Man Financial Services Authority
* Israel \- Israel Securities Authority (ISA)
* Italy:
* Commissione Nazionale per le Società e la Borsa (CONSOB)
* Institute for the Supervision of Insurance (ISVAP)

### J-L

* Jamaica:
* Financial Services Commission (Jamaica)
* Bank of Jamaica
* Japan :
* Financial Services Agency (FSA)
* Securities and Exchange Surveillance Commission (SESC)
* Jersey - Jersey Financial Services Commission
* Jordan - Jordan Securities Commission
* Kazakhstan:
* Agency of the Republic of Kazakhstan on Regulation and Supervision of Financial Market and Financial Organizations (Агентство Республики Казахстан по регулированию и надзору финансового рынка и финансовых организаций in Kazakh )
* Committee for the Control and Supervision of the Financial Market and Financial Organizations of the National Bank of the Republic of Kazakhstan
* Astana Financial Services Authority
* Kenya - Capital Markets Authority (Kenya)
* Kuwait:
* Central Bank of Kuwait (CBK) (بنك الكويت المركزي in Arabic)
* Capital Markets Authority Kuwait (CMA) (هيئة أسواق المال - دولة الكويت in Arabic)
* South Korea :
* Financial Services Commission (FSC)
* Financial Supervisory Service (FSS)
* Latvia - Financial and Capital Market Commission
* Lebanon \- Banking Control Commission of Lebanon (BCCL) and Insurance Control Commission (ICC)
* Lesotho - Central Bank of Lesotho
* Liechtenstein \- Financial Market Authority (Liechtenstein) (FMA)
* Lithuania - Bank of Lithuania
* Luxembourg:
* Commission de Surveillance du Secteur Financier (CSSF)
* Commissariat aux Assurances (CAA)

### M-R

* Malaysia:
* Bank Negara Malaysia (BNM)
* Securities Commission Malaysia (SC)
* Labuan Financial Services Authority (Labuan FSA)
* Malaysian Stock Exchange (Bursa)
* Malawi - Reserve Bank of Malawi (RBM)
* Malta:
* Malta Financial Services Authority (MFSA)
* Central Bank of Malta
* Mauritania - Central Bank of Mauritania (BCM)
* Mauritius:
* Bank of Mauritius (BOM)
* Financial Services Commission (FSC)
* Mexico:
* Comisión Nacional Bancaria y de Valores
* Comisión Nacional para la Protección y Defensa de los Usuarios de Servicios Financieros
* Moldova - National Commission for Financial Markets
* Montenegro - Insurance Supervision Agency
* Montserrat - Montserrat Financial Services Commission
* Mongolia:
* Financial Regulatory Commission of Mongolia
* Central Bank of Mongolia
* Morocco - Moroccan Capital Market Authority [fr] (AMMC)
* Nepal:
* Nepal Rastra Bank (Central Bank of Nepal - Regulator and Supervisor of Banks and Financial Institutions)
* Beema Samiti (Regulator of Insurance Companies)
* Securities Board Nepal (SEBON)
* Netherlands:
* Netherlands Authority for the Financial Markets (AFM - Autoriteit Financiële Markten in Dutch)
* De Nederlandsche Bank (DNB)
* Netherlands Antilles - Bank of the Netherlands Antilles[4]
* New Zealand \- Financial Markets Authority (New Zealand)
* Nigeria:
* Central Bank of Nigeria (CBN)
* Securities and Exchange Commission (Nigeria)
* National Insurance Commission (NAICOM) (Nigeria)
* National Pension Commission (PENCOM) (Nigeria)
* North Macedonia:
* Securities and Exchange Commission of the Republic of North Macedonia (MSEC)
* National Bank of North Macedonia
* Norway \- Financial Supervisory Authority of Norway (Finanstilsynet in Norwegian)
* Oman - Capital Market Authority (Oman)
* Pakistan
* State Bank of Pakistan
* Securities and Exchange Commission Pakistan
* Panama - Superintendencia del Mercado de Valores
* Papua New Guinea - Bank of Papua New Guinea
* Peru:
* Superintendencia de Banca, Seguros y AFP (SBS)
* Superintendencia del Mercado de Valores (SMV)
* Philippines :
* Philippine Securities and Exchange Commission (SEC)
* Insurance Commission (Komisyon ng Seguro)
* Bangko Sentral ng Pilipinas (Central Bank of the Philippines)
* Philippine Deposit Insurance Corporation (PDIC)
* Department of Finance (DOF)
* Philippine Stock Exchange (PSE)
* Bureau of Treasury
* Poland \- Polish Financial Supervision Authority (KNF)
* Portugal:
* Portuguese Securities Market Commission (CMVM)
* Portuguese Insurance Regulator (ASF)
* Qatar - Qatar Financial Centre Regulatory Authority (QFCRA)
* Romania - Romanian Financial Supervisory Authority
* Russia \- Central Bank of Russia (CBR)

### S-T

* Saint Lucia - Financial Sector Supervision Unit
* Saint Kitts and Nevis:
* Financial Services Regulatory Commission
* Nevis Financial Regulatory Services Commission
* Saint Vincent and the Grenadines:
* Financial Services Authority
* Capital Market Association of the Eastern Caribbean (CMAEC)
* Samoa - Central Bank of Samoa
* San Marino - Central Bank of San Marino (BCSM)
* Saudi Arabia:
* Saudi Arabian Monetary Agency (SAMA) (مؤسسة النقد العربي السعودي in Arabic)-
* Capital Market Authority (Saudi Arabia) (CMA) (هيئة السوق المالية in Arabic)
* Serbia - Securities Commission (Serbia)
* Seychelles:
* Central Bank of Seychelles
* Seychelles Financial Services Authority (SFSA) [1]
* Singapore \- Monetary Authority of Singapore (MAS)
* Slovakia - National Bank of Slovakia
* Slovenia - Securities Market Agency (ATVP Agencija za Trg Vrednostnih Papirjev)
* South Africa :
* South African Reserve Bank
* National Credit Regulator
* Prudential Authority
* Financial Sector Conduct Authority
* Spain :
* Investment sector regulator - Spanish Securities Market Commission (Comisión Nacional del Mercado de Valores, CNMV) [MiFID]
* Insurance sector regulator (life and general) - Dirección General de Seguros y Fondos de Pensiones (DGSFP)[IMD]
* Banking sector regulator - Banco de España (BdE)
* Sri Lanka:
* Central Bank of Sri Lanka
* Securities and Exchange Commission of Sri Lanka
* Swaziland - Capital Markets Development Unit (Central Bank of Swaziland)
* Sweden - Financial Supervisory Authority (Sweden)
* Switzerland :
* Swiss Financial Market Supervisory Authority
* Swiss National Bank
* Swiss Takeover Board
* Taiwan - Financial Supervisory Commission
* Tanzania - Capital Markets and Securities Authority
* Thailand:
* Bank of Thailand (BOT)
* Office of the Securities and Exchange Commission, Thailand (Thai SEC)
* Office of Insurance Commission (OIC)
* Trinidad and Tobago - Central Bank of Trinidad and Tobago
* Trinidad and Tobago Securities and Exchange Commission
* Tunisia - Conseil du marché financier
* Turkey:
* Banking Regulation and Supervision Agency of Turkey (BRSA - )
* Capital Markets Board of Turkey (CMB)

### U-Z

* Uganda:
* Capital Markets Authority (Uganda) (CMA)
* Insurance Regulatory Authority of Uganda
* Ukraine \- National Securities and Stock Market Commission (NSSMC)
* United Arab Emirates:
* Mainland (Onshore):
* Central Bank of the UAE (CBUAE)
* Securities and Commodities Authority - (SCA)
* Insurance Authority - (IA)
* Free Zones:
* Abu Dhabi: ADGM (Abu Dhabi Global Market) - Financial Services Regulatory Authority - (FSRA)
* Dubai: DIFC (Dubai International Financial Center) - Dubai Financial Services Authority (DFSA)
* United Kingdom :
* Bank of England (BoE)
* Prudential Regulation Authority (PRA)
* Financial Conduct Authority (FCA)
* Panel on Takeovers and Mergers (PANEL)
* Financial Policy Committee (FPC)
* Financial Reporting Council (FRC)
* United States :
* Banking Regulators
* Consumer Financial Protection Bureau (CFPB) - consumer compliance
* Federal Reserve System ("Fed")
* Federal Deposit Insurance Corporation (FDIC)
* Office of the Comptroller of the Currency (OCC)
* National Credit Union Administration (NCUA)
* Farm Credit Administration (FCA)
* Federal Financial Institutions Examination Council (FFIEC) - main umbrella group for US Federal banking authorities
* Conference of State Bank Supervisors (CSBS) [5] \- main umbrella group representing US State and Territorial banking supervisors
* Securities Regulators
* Securities & Exchange Commission (SEC)
* Commodity Futures Trading Commission (CFTC)
* Securities Investor Protection Corporation (SIPC)
* Financial Industry Regulatory Authority (FINRA)
* Municipal Securities Rulemaking Board (MSRB)
* National Futures Association (NFA)[6]
* Other Regulators
* Financial Stability Oversight Board (FSOC) - systemic risk
* Federal Housing Finance Agency (FHFA) - government sponsored housing finance
* Financial Crimes Enforcement Network (FinCEN) - anti-money laundering
* National Association of Insurance Commissioners (NAIC) - insurance
* Each US state and territory generally has its own banking, insurance, and securities authorities[7]
* Uruguay - Banco Central del Uruguay
* Uzbekistan - Center for Coordination and Control over Functioning of Securities Market
* Vatican City \- Financial Information Authority
* Venezuela - Superintendencia Nacional de Valores (SNV)
* Vietnam - State Securities Commission (SSC)
* Zambia - Securities and Exchange Commission (Zambia)
* Zimbabwe - Reserve Bank of Zimbabwe (RBZ)

## See also

* Financial market
* Financial regulation
* Securities commission
* International Organization of Securities Commissions
* Legal Entity Identification for Financial Contracts
* List of stock exchanges
* List of company registers

## References

1. ↑ links provided by the Philippines FSMA, http://www.fsma.be/Site/Home/Links.aspx
2. ↑ "ចបាបសតពការរៀបចនងការបរពរតតទៅនៃអាជញាធរសេវាហរញញវតថមនមែនធនាគារ". 20 January 2021. https://gdicdm.mef.gov.kh/km/2021/01/20/10282.html.
3. ↑ "Instituto de Garantía de Depósito" (in es). https://igd.gob.sv/.
4. ↑ https://www.imf.org/external/pubs/ft/scr/2004/cr04271.pdf [bare URL PDF]
5. ↑ "CSBS Home". CSBS.org. https://www.csbs.org/. Retrieved 10 August 2021.
6. ↑ "National Futures Association/About Us". NFA.org. https://www.nfa.futures.org/NFA-about-nfa/index.HTML. Retrieved 5 April 2016.
7. ↑ "List of United States Banking Authorities". USA.gov. https://www.usa.gov/state-consumer. Retrieved 21 June 2013.

## External links

* Bank of International Settlements - Regulatory authorities and supervisory agencies

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