Hilbert–Bernays provability conditions

In mathematical logic, the Hilbert–Bernays provability conditions, named after David Hilbert and Paul Bernays, are a set of requirements for formalized provability predicates in formal theories of arithmetic (Smith 2007:224). These conditions are used in many proofs of Kurt Gödel's second incompleteness theorem. They are also closely related to axioms of provability logic.

## Contents

* 1 The conditions
* 2 Use in proving Gödel's incompleteness theorems
* 2.1 Proving Godel's first incompleteness theorem
* 2.1.1 Using Rosser's trick
* 2.2 The second theorem
* 3 References

## The conditions

Let T be a formal theory of arithmetic with a formalized provability predicate Prov(n), which is expressed as a formula of T with one free number variable. For each formula φ in the theory, let #(φ) be the Gödel number of φ. The Hilbert–Bernays provability conditions are:

1. If T proves a sentence φ then T proves Prov(#(φ)).
2. For every sentence φ, T proves Prov(#(φ)) → Prov(#(Prov(#(φ))))
3. T proves that Prov(#(φ → ψ)) and Prov(#(φ)) imply Prov(#(ψ))

Note that Prov is predicate of numbers, and it is a provability predicate in the sense that the intended interpretation of Prov(#(φ)) is that there exists a number that codes for a proof of φ. Formally what is required of Prov is the above three conditions.

In the more concise notation of provability logic, letting T⊢φ denote "T proves φ" and ◻φ denote Prov(#(φ)):

1. (T⊢φ)->(T⊢◻φ)
2. T⊢(◻ϕ->◻◻ϕ)
3. T⊢(◻(φ->ψ)->◻φ->◻ψ)

## Use in proving Gödel's incompleteness theorems

The Hilbert–Bernays provability conditions, combined with the diagonal lemma, allow proving both of Gödel's incompleteness theorems shortly. Indeed the main effort of Godel's proofs lied in showing that these conditions (or equivalent ones) and the diagonal lemma hold for Peano arithmetics; once these are established the proof can be easily formalized.

Using the diagonal lemma, there is a formula ρ such that T⊩ρ↔¬Prov(#(ρ)).

### Proving Godel's first incompleteness theorem

For the first theorem only the first and third conditions are needed.

The condition that T is ω-consistent is generalized by the condition that if for every formula φ, if T proves Prov(#(φ)), then T proves φ. Note that this indeed holds for an ω-consistent T because Prov(#(φ)) means that there is a number coding for the proof of φ, and if T is ω-consistent then going through all natural numbers one can actually find such a particular number a, and then one can use a to construct an actual proof of φ in T.

Suppose T could have proven ρ. We then would have the following theorems in T:

1. T⊩ρ
2. T⊩¬Prov(#(ρ)) (by construction of ρ and theorem 1)
3. T⊩Prov(#(ρ)) (by condition no. 1 and theorem 1)

Thus T proves both Prov(#(ρ)) and ¬Prov(#(ρ)). But if T is consistent, this is impossible, and we are forced to conclude that T does not prove ρ.

Now let us suppose T could have proven ¬ρ. We then would have the following theorems in T:

1. T⊩¬ρ
2. T⊩Prov(#(ρ)) (by construction of ρ and theorem 1)
3. T⊩ρ (by ω-consistency)

Thus T proves both ρ and ¬ρ. But if T is consistent, this is impossible, and we are forced to conclude that T does not prove ¬ρ.

To conclude, T can prove neither ρ nor ¬ρ.

#### Using Rosser's trick

Using Rosser's trick, one needs not assume that T is ω-consistent. However, one would need to show that the first and third provability conditions holds for ProvR, Rosser's provability predicate, rather than for the naive provability predicate Prov. This follows from the fact that for every formula φ, Prov(#(φ)) holds if and only if ProvR holds.

An additional condition used is that T proves that ProvR(#(φ)) implies ¬ProvR(#(¬φ)). This condition holds for every T that includes logic and very basic arithmetics (as elaborated in Rosser's trick).

Using Rosser's trick, ρ is defined using Rosser's provability predicate, instead of the naive provability predicate. The first part of the proof remains unchanged, except that the provability predicate is replaced with Rosser's provability predicate there, too.

The second part of the proof no longer uses ω-consistency, and is changed to the following:

Suppose T could have proven ¬ρ. We then would have the following theorems in T:

1. T⊩¬ρ
2. T⊩ProvR(#(ρ)) (by construction of ρ and theorem 1)
3. T⊩¬ProvR(#(¬ρ)) (by theorem 2 and the additional condition following the definition of Rosser's provability predicate)
4. T⊩ProvR(#(¬ρ)) (by condition no. 1 and theorem 1)

Thus T proves both ProvR(#(¬ρ)) and ¬ProvR(#(¬ρ)). But if T is consistent, this is impossible, and we are forced to conclude that T does not prove ¬ρ.

### The second theorem

We assume that T proves its own consistency, i.e. that:

T⊩¬Prov(#(1=0)).

For every formula φ:

T⊩¬φ->(φ->(1=0)) (by negation elimination)

It is possible to show by using condition no. 1 on the latter theorem, followed by repeated use of condition no. 3, that:

T⊩Prov(#(¬φ))->(Prov(#(φ))->Prov(#(1=0)))

And using T proving its own consistency it follows that:

T⊩Prov(#(¬φ))->¬Prov(#(φ))

We now use this to show that T is not consistent:

1. T⊩Prov(#(¬Prov(#(ρ)))->¬Prov(#(Prov(#(ρ))) (following T proving its own consistency, with φ=Prov(#(ρ)))
2. T⊩ρ->¬Prov(#(ρ)) (by construction of ρ)
3. T⊩Prov(#(ρ->¬Prov(#(ρ))) (by condition no. 1 and theorem 2)
4. T⊩Prov(#(ρ))->Prov(#(¬Prov(#(ρ))) (by condition no. 3 and theorem 3)
5. T⊩Prov(#(ρ))->¬Prov(#(Prov(#(ρ))) (by theorems 1 and 4)
6. T⊩Prov(#(ρ))->Prov(#(Prov(#(ρ))) (by condition no. 2)
7. T⊩¬Prov(#(ρ)) (by theorems 5 and 6)
8. T⊩¬Prov(#(ρ))->ρ (by construction of ρ)
9. T⊩ρ (by theorems 7 and 8)
10. T⊩Prov(#(ρ)) (by condition 1 and theorem 9)

Thus T proves both Prov(#(ρ)) and ¬Prov(#(ρ)), hence is T inconsistent.

## References

* Smith, Peter (2007). An introduction to Gödel's incompleteness theorems. Cambridge University Press. ISBN 978-0-521-67453-9

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