Investment Banking Exam

Examination administered by the U.S. government

This article relies largely or entirely on a single source. Relevant discussion may be found on the talk page. Please help improve this article by introducing citations to additional sources.
Find sources: "Investment Banking Exam" – news · newspapers · books · scholar · JSTOR (January 2020)

|

The Limited Representative – Investment Banking Exam, commonly referred to as the Series 79, is an examination administered by the U.S. Financial Industry Regulatory Authority (FINRA) for investment banking professionals. The examination is designed to qualify candidates for a limited scope of activities as investment bankers, without the full requirements of the General Securities Representative Exam (Series 7).[1]

## See also

[edit]

Wikibooks has a book on the topic of: NASD Series License

* List of Securities Examinations
* Series 6
* General Securities Representative Exam (Series 7)
* Series 63
* Series 65
* Financial Industry Regulatory Authority (FINRA)
* Uniform Securities Act

## References

[edit]

1. ^ "FINRA Regulatory Notice 09-41" (PDF). Financial Industry Regulatory Authority. Retrieved 2009-10-27.

## External links

[edit]

* Content Outline, finra.org
* Proposed Rule Change to Adopt the Selection Specifications and Study Outline for the Limited Representative – Investment Banking (“Series 79”) Examination Program, finra.org

This article about investment is a stub. You can help Wikipedia by expanding it.

* v
* t
* e

*[v]: View this template
*[t]: Discuss this template
*[e]: Edit this template