List of financial regulatory authorities by country

Short description: none

The following is an incomplete list of financial regulatory authorities by country.^[1]

Nonita D Aguilar, Philippines

List

A-B

Afghanistan - Da Afghanistan Bank (DAB)
Albania - Albanian Financial Supervisory Authority (FSA)
Algeria - Commission d'Organisation et de Surveillance des Opérations de Bourse (COSOB)
Andorra - Andorran Financial Authority (AFA)
Anguilla - Anguilla Financial Services Commission
Antigua & Barbuda - Financial Services Regulatory Commission
Argentina - Comisión Nacional de Valores [es] (CNV)
Armenia - Central Bank of Armenia (CBA)
Australia :
- Reserve Bank of Australia
- Australian Prudential Regulation Authority (APRA)
- Australian Securities and Investments Commission (ASIC)
- Australian Takeovers Panel
- Foreign Investments Review Board (FIRB)
- Australian Transaction Reports and Analysis Centre (AUSTRAC)
Austria:
- Financial Market Authority (FMA, Finanzmarktaufsichtsbehörde in German)
- Oesterreichische Nationalbank
- Austrian Takeover Commission (Übernahmekommission in German)
Azerbaijan:
- Financial Market Supervisory Authority of Azerbaijan ;
Bahamas:
- Central Bank of The Bahamas
- Securities Commission of the Bahamas
Bahrain - Central Bank of Bahrain
Bangladesh:
- Bangladesh Bank
- Securities and Exchange Commission (Bangladesh)
Barbados:
- Barbados Financial Services Commission
- Central Bank of Barbados
- Financial Intelligence Unit (Barbados)
Belarus :
- National Bank of the Republic of Belarus
Belgium:
- Financial Services and Markets Authority (FSMA - Autorité des services et marchés financiers/Authoriteit voor Financiële Diensten en Markten)
- National Bank of Belgium (NBB - Banque Nationale de Belgique/Nationale Bank van België)
Belize - International Financial Services Commission
Bermuda - Bermuda Monetary Authority
Bhutan - Royal Monetary Authority of Bhutan (RMA)
Bolivia - Autoridad de Supervisión del Sistema Financiero (ASFI)
Bosnia and Herzegovina:
- Republika Srpska Securities Commission for Republika Srpska
- Securities Commission of the Federation of Bosnia and Herzegovina ("Komisija za vrijednosne papire Federacije Bosne i Hercegovine")
Botswana:
- Non-Bank Financial Institutions Regulatory Authority (NBFIRA)
- Bank of Botswana (BOB)
Brazil :
- Central Bank of Brazil (BACEN, Banco Central do Brasil in Portuguese)
- Securities and Exchange Commission of Brazil (CVM, Comissão de Valores Mobiliários in Portuguese)
- Superintendency of Private Insurance (SUSEP, Superintendência de Seguros Privados in Portuguese)
British Virgin Islands - British Virgin Islands Financial Services Commission
Brunei - Brunei International Financial Center of the Ministry of Finance
Bulgaria - Financial Supervision Commission (Bulgaria) (FSC)

C-D

Cambodia
- National Bank of Cambodia (NBC)
- Non-bank Financial Services Authority^[2]
Canada :
- Bank of Canada
- Canada Deposit Insurance Corporation
- Office of the Superintendent of Financial Institutions (OSFI)
- Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)
- Financial Consumer Agency of Canada
- Canadian Securities Administrators (CSA)
  - Alberta Securities Commission
  - Autorité des marchés financiers - Québec
  - British Columbia Securities Commission (BCSC)
  - Ontario Securities Commission (OSC)
  - Financial and Consumer Services Commission, New Brunswick (FCNB)
- Investment Industry Regulatory Organization of Canada (IIROC)
- Mutual Fund Dealers Association (MFDA)
- Financial Services Commission of Ontario
- Financial Institutions Commission - Province of British Columbia
Cayman Islands - Cayman Islands Monetary Authority
Chile - Superintendencia de Valores y Seguros
China, People's Republic of:
- China Securities Regulatory Commission (CSRC)
- China Banking and Insurance Regulatory Commission (CBIRC)
- People's Bank of China (PBOC)
Colombia:
- Superintendencia Financiera de Colombia
- National Directorate of Taxes and Customs (DIAN)
Congo, the Democratic Republic of - Central Bank of Congo
Congo, The Republic of - Agence de Régulation des Transferts de Fonds (ARTF)
Costa Rica:
- Superintendencia General de Valores
- Superintendencia General de Seguros (Costa Rica)
Côte d'Ivoire - Banque Centrale des Etats de l'Afrique de l'Ouest
Croatia:
- Croatian Financial Services Supervisory Agency
- Croatian National Bank
Cyprus:
- Central Bank of Cyprus
- Cyprus Securities and Exchange Commission (CYSEC)
- Cyprus Insurance Companies Control Service (ICCS)
Czech Republic - Czech National Bank
Denmark - Financial Supervisory Authority (Denmark), (Finanstilsynet in Danish)
Dominica - Financial Service Unit of the Commonwealth of Dominica
Dominican Republic:
- Banco Central de la Republica Dominica
- Superintendencia de Bancos de la Republica Dominicana
- Superintendencia del Mercado de Valores de la Republica Dominicana

E-I

Ecuador - Superintendencia de Bancos
Egypt - Financial Regulatory Authority
El Salvador
- Superintendencia del Sistema Financiero
- Instituto De Garantía De Depósitos^[3] (IGD)
European Union:
- European Central Bank (ECB)
- European Banking Authority (EBA)
- European Securities and Markets Authority (ESMA)
- European Insurance and Occupational Pensions Authority (EIOPA)
- European Systemic Risk Board (ESRB)
Estonia:
- Financial Supervisory Authority of Estonia (Finantsinspektsioon in Estonian)
- Bank of Estonia (Eesti Pank in Estonian)
Faroe Islands - Insurance Authority of the Faroe Islands (Tryggingareftirlitið in Faroese) (For Insurance, Pension and mortgages all other finance is regulated by Financial Supervisory Authority (Denmark))
Finland - Financial Supervisory Authority, (FIN-FSA Finanssivalvonta in Finnish)
France :
- Financial Protection Regulatory Authority (France) (FPRA)
- Autorité des marchés financiers (France) (AMF)
Georgia - National Bank of Georgia
Germany - Federal Financial Supervisory Authority (BaFin - Bundesanstalt für Finanzdienstleistungsaufsicht)
Ghana:
- Securities and Exchange Commission (Ghana) (SEC)
- Bank of Ghana (BOG)
Gibraltar - Gibraltar Financial Services Commission (GFSC)
Greece - Hellenic Capital Market Commission
Grenada - Grenada International Financial Services Authority (GIFSA)
Guatemala - Superintendencia de Bancos (SB)
Guernsey - Guernsey Financial Services Commission
Honduras - National Banks and Securities Commission (Comisión Nacional de Bancos y Seguros in Spanish)
Hong Kong:
- Hong Kong Monetary Authority (HKMA)
- Hong Kong Securities and Futures Commission (SFC)
- Hong Kong Insurance Authority (IA)
- Hong Kong Mandatory Provident Fund Schemes Authority (MPFA)
Hungary - Hungarian National Bank (Hungarian: Magyar Nemzeti Bank (MNB))
Iceland - Central Bank of Iceland
India :
- Reserve Bank of India (RBI) - central bank and primary regulator of banks, payment systems, and financial entities
  - Banks Board Bureau (BBB)
  - National Payments Corporation of India (NPCI)
- International Financial Services Centres Authority - Governing body of the International Financial Services Centre In Gujarat International Financial tec-city(GIFT City), India.
- Deposit Insurance and Credit Guarantee Corporation (DICGC)
- Banking Codes and Standards Board of India (BCSBI)
- Securities and Exchange Board of India (SEBI)
- Forward Markets Commission (FMC)
- Insolvency and Bankruptcy Board of India (IBBI)
- Insurance Regulatory and Development Authority of India (IRDAI)
- Pension Fund Regulatory and Development Authority (PFRDA)
- All India Financial Institutions
  - National Bank for Agriculture and Rural Development (NBARD)
  - Small Industries Development Bank of India (SIDB)
  - National Housing Bank (NHB)
  - Export-Import Bank of India (Ex-Im Bank)
Indonesia:
- Financial Services Authority (Indonesia) (Indonesian: Otoritas Jasa Keuangan) (OJK)
- Bank Indonesia
- Indonesia Deposit Insurance Corporation (Indonesian: Lembaga Penjamin Simpanan) (LPS)
Ireland:
- Central Bank of Ireland
- Irish Takeover Panel
Iran:
- Securities and Exchange Organization of Iran
- Central Bank of Iran
Iraq - Iraq Securities Commission (ISC)
Isle of Man - Isle of Man Financial Services Authority
Israel - Israel Securities Authority (ISA)
Italy:
- Commissione Nazionale per le Società e la Borsa (CONSOB)
- Institute for the Supervision of Insurance (ISVAP)

J-L

Jamaica:
- Financial Services Commission (Jamaica)
- Bank of Jamaica
Japan :
- Financial Services Agency (FSA)
  - Securities and Exchange Surveillance Commission (SESC)
Jersey - Jersey Financial Services Commission
Jordan - Jordan Securities Commission
Kazakhstan:
- Agency of the Republic of Kazakhstan on Regulation and Supervision of Financial Market and Financial Organizations (Агентство Республики Казахстан по регулированию и надзору финансового рынка и финансовых организаций in Kazakh )
- Committee for the Control and Supervision of the Financial Market and Financial Organizations of the National Bank of the Republic of Kazakhstan
- Astana Financial Services Authority
Kenya - Capital Markets Authority (Kenya)
Kuwait:
- Central Bank of Kuwait (CBK) (بنك الكويت المركزي in Arabic)
- Capital Markets Authority Kuwait (CMA) (هيئة أسواق المال - دولة الكويت in Arabic)
South Korea :
- Financial Services Commission (FSC)
- Financial Supervisory Service (FSS)
Latvia - Financial and Capital Market Commission
Lebanon - Banking Control Commission of Lebanon (BCCL) and Insurance Control Commission (ICC)
Lesotho - Central Bank of Lesotho
Liechtenstein - Financial Market Authority (Liechtenstein) (FMA)
Lithuania - Bank of Lithuania
Luxembourg:
- Commission de Surveillance du Secteur Financier (CSSF)
- Commissariat aux Assurances (CAA)

M-R

Malaysia:
- Bank Negara Malaysia (BNM)
- Securities Commission Malaysia (SC)
- Labuan Financial Services Authority (Labuan FSA)
- Malaysian Stock Exchange (Bursa)
Malawi - Reserve Bank of Malawi (RBM)
Malta:
- Malta Financial Services Authority (MFSA)
- Central Bank of Malta
Mauritania - Central Bank of Mauritania (BCM)
Mauritius:
- Bank of Mauritius (BOM)
- Financial Services Commission (FSC)
Mexico:
- Comisión Nacional Bancaria y de Valores
- Comisión Nacional para la Protección y Defensa de los Usuarios de Servicios Financieros
Moldova - National Commission for Financial Markets
Montenegro - Insurance Supervision Agency
Montserrat - Montserrat Financial Services Commission
Mongolia:
- Financial Regulatory Commission of Mongolia
- Central Bank of Mongolia
Morocco - Moroccan Capital Market Authority [fr] (AMMC)
Nepal:
- Nepal Rastra Bank (Central Bank of Nepal - Regulator and Supervisor of Banks and Financial Institutions)
- Beema Samiti (Regulator of Insurance Companies)
- Securities Board Nepal (SEBON)
Netherlands:
- Netherlands Authority for the Financial Markets (AFM - Autoriteit Financiële Markten in Dutch)
- De Nederlandsche Bank (DNB)
Netherlands Antilles - Bank of the Netherlands Antilles^[4]
New Zealand - Financial Markets Authority (New Zealand)
Nigeria:
- Central Bank of Nigeria (CBN)
- Securities and Exchange Commission (Nigeria)
- National Insurance Commission (NAICOM) (Nigeria)
- National Pension Commission (PENCOM) (Nigeria)
North Macedonia:
- Securities and Exchange Commission of the Republic of North Macedonia (MSEC)
- National Bank of North Macedonia
Norway - Financial Supervisory Authority of Norway (Finanstilsynet in Norwegian)
Oman - Capital Market Authority (Oman)
Pakistan
- State Bank of Pakistan
- Securities and Exchange Commission Pakistan
Panama - Superintendencia del Mercado de Valores
Papua New Guinea - Bank of Papua New Guinea
Peru:
- Superintendencia de Banca, Seguros y AFP (SBS)
- Superintendencia del Mercado de Valores (SMV)
Philippines :
- Philippine Securities and Exchange Commission (SEC)
- Insurance Commission (Komisyon ng Seguro)
- Bangko Sentral ng Pilipinas (Central Bank of the Philippines)
- Philippine Deposit Insurance Corporation (PDIC)
- Department of Finance (DOF)
- Philippine Stock Exchange (PSE)
- Bureau of Treasury
Poland - Polish Financial Supervision Authority (KNF)
Portugal:
- Portuguese Securities Market Commission (CMVM)
- Portuguese Insurance Regulator (ASF)
Qatar - Qatar Financial Centre Regulatory Authority (QFCRA)
Romania - Romanian Financial Supervisory Authority
Russia - Central Bank of Russia (CBR)

S-T

Saint Lucia - Financial Sector Supervision Unit
Saint Kitts and Nevis:
- Financial Services Regulatory Commission
- Nevis Financial Regulatory Services Commission
Saint Vincent and the Grenadines:
- Financial Services Authority
- Capital Market Association of the Eastern Caribbean (CMAEC)
Samoa - Central Bank of Samoa
San Marino - Central Bank of San Marino (BCSM)
Saudi Arabia:
- Saudi Arabian Monetary Agency (SAMA) (مؤسسة النقد العربي السعودي in Arabic)-
- Capital Market Authority (Saudi Arabia) (CMA) (هيئة السوق المالية in Arabic)
Serbia - Securities Commission (Serbia)
Seychelles:
- Central Bank of Seychelles
- Seychelles Financial Services Authority (SFSA) [1]
Singapore - Monetary Authority of Singapore (MAS)
Slovakia - National Bank of Slovakia
Slovenia - Securities Market Agency (ATVP Agencija za Trg Vrednostnih Papirjev)
South Africa :
- South African Reserve Bank
- National Credit Regulator
- Prudential Authority
- Financial Sector Conduct Authority
Spain :
- Investment sector regulator - Spanish Securities Market Commission (Comisión Nacional del Mercado de Valores, CNMV) [MiFID]
- Insurance sector regulator (life and general) - Dirección General de Seguros y Fondos de Pensiones (DGSFP)[IMD]
- Banking sector regulator - Banco de España (BdE)
Sri Lanka:
- Central Bank of Sri Lanka
- Securities and Exchange Commission of Sri Lanka
Swaziland - Capital Markets Development Unit (Central Bank of Swaziland)
Sweden - Financial Supervisory Authority (Sweden)
Switzerland :
- Swiss Financial Market Supervisory Authority
- Swiss National Bank
- Swiss Takeover Board
Taiwan - Financial Supervisory Commission
Tanzania - Capital Markets and Securities Authority
Thailand:
- Bank of Thailand (BOT)
- Office of the Securities and Exchange Commission, Thailand (Thai SEC)
- Office of Insurance Commission (OIC)
Trinidad and Tobago - Central Bank of Trinidad and Tobago
- Trinidad and Tobago Securities and Exchange Commission
Tunisia - Conseil du marché financier
Turkey:
- Banking Regulation and Supervision Agency of Turkey (BRSA - )
- Capital Markets Board of Turkey (CMB)

U-Z

Uganda:
- Capital Markets Authority (Uganda) (CMA)
- Insurance Regulatory Authority of Uganda
Ukraine - National Securities and Stock Market Commission (NSSMC)
United Arab Emirates:
- Mainland (Onshore):
  - Central Bank of the UAE (CBUAE)
  - Securities and Commodities Authority - (SCA)
  - Insurance Authority - (IA)
- Free Zones:
  - Abu Dhabi: ADGM (Abu Dhabi Global Market) - Financial Services Regulatory Authority - (FSRA)
  - Dubai: DIFC (Dubai International Financial Center) - Dubai Financial Services Authority (DFSA)
United Kingdom :
- Bank of England (BoE)
- Prudential Regulation Authority (PRA)
- Financial Conduct Authority (FCA)
- Panel on Takeovers and Mergers (PANEL)
- Financial Policy Committee (FPC)
- Financial Reporting Council (FRC)
United States :
- Banking Regulators
  - Consumer Financial Protection Bureau (CFPB) - consumer compliance
  - Federal Reserve System ("Fed")
  - Federal Deposit Insurance Corporation (FDIC)
  - Office of the Comptroller of the Currency (OCC)
  - National Credit Union Administration (NCUA)
  - Farm Credit Administration (FCA)
  - Federal Financial Institutions Examination Council (FFIEC) - main umbrella group for US Federal banking authorities
  - Conference of State Bank Supervisors (CSBS) ^[5] - main umbrella group representing US State and Territorial banking supervisors
- Securities Regulators
  - Securities & Exchange Commission (SEC)
  - Commodity Futures Trading Commission (CFTC)
  - Securities Investor Protection Corporation (SIPC)
  - Financial Industry Regulatory Authority (FINRA)
  - Municipal Securities Rulemaking Board (MSRB)
  - National Futures Association (NFA)^[6]
- Other Regulators
  - Financial Stability Oversight Board (FSOC) - systemic risk
  - Federal Housing Finance Agency (FHFA) - government sponsored housing finance
  - Financial Crimes Enforcement Network (FinCEN) - anti-money laundering
  - National Association of Insurance Commissioners (NAIC) - insurance
  - Each US state and territory generally has its own banking, insurance, and securities authorities^[7]
Uruguay - Banco Central del Uruguay
Uzbekistan - Center for Coordination and Control over Functioning of Securities Market
Vatican City - Financial Information Authority
Venezuela - Superintendencia Nacional de Valores (SNV)
Vietnam - State Securities Commission (SSC)
Zambia - Securities and Exchange Commission (Zambia)
Zimbabwe - Reserve Bank of Zimbabwe (RBZ)

References

↑ links provided by the Philippines FSMA, http://www.fsma.be/Site/Home/Links.aspx
↑ "ចបាបសតពការរៀបចនងការបរពរតតទៅនៃអាជញាធរសេវាហរញញវតថមនមែនធនាគារ". 20 January 2021. https://gdicdm.mef.gov.kh/km/2021/01/20/10282.html.
↑ "Instituto de Garantía de Depósito" (in es). https://igd.gob.sv/.
↑ https://www.imf.org/external/pubs/ft/scr/2004/cr04271.pdf ^{[bare URL PDF]}
↑ "CSBS Home". CSBS.org. https://www.csbs.org/. Retrieved 10 August 2021.
↑ "National Futures Association/About Us". NFA.org. https://www.nfa.futures.org/NFA-about-nfa/index.HTML. Retrieved 5 April 2016.
↑ "List of United States Banking Authorities". USA.gov. https://www.usa.gov/state-consumer. Retrieved 21 June 2013.

External links

Bank of International Settlements - Regulatory authorities and supervisory agencies

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(0 votes)

[1] links provided by the Philippines FSMA, http://www.fsma.be/Site/Home/Links.aspx

[2] "ចបាបសតពការរៀបចនងការបរពរតតទៅនៃអាជញាធរសេវាហរញញវតថមនមែនធនាគារ". 20 January 2021. https://gdicdm.mef.gov.kh/km/2021/01/20/10282.html.

[3] "Instituto de Garantía de Depósito" (in es). https://igd.gob.sv/.

[4] ttps://www.imf.org/external/pubs/ft/scr/2004/cr04271.pdf ^{[bare URL PDF]}

[5] "CSBS Home". CSBS.org. https://www.csbs.org/. Retrieved 10 August 2021.

[6] "National Futures Association/About Us". NFA.org. https://www.nfa.futures.org/NFA-about-nfa/index.HTML. Retrieved 5 April 2016.

[7] "List of United States Banking Authorities". USA.gov. https://www.usa.gov/state-consumer. Retrieved 21 June 2013.

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List of financial regulatory authorities by country

Topic: Finance

List

A-B

C-D

E-I

J-L

M-R

S-T

U-Z

See also

References

External links