Score voting

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Short description: Single-voter cardinal electoral system
On a score ballot, the voter scores all the candidates.

Score voting or range voting[1][2] is an electoral system for single-seat elections, in which voters give each candidate a score, the scores are added (or averaged),[3][4] and the candidate with the highest total is elected. It has been described by various other names including evaluative voting,[5] utilitarian voting,[5] interval measure voting,[6] point-sum voting, ratings summation, 0-99 voting, and average voting. It is a type of cardinal voting electoral system that aims to approximate the utilitarian social choice rule.

Usage

Political use

Combined approval voting, a 3-rank form of score voting, is used to determine which candidates represent the parties in Latvia's Saeima (parliament). The number of seats for each party is determined by the Webster/Sainte-Laguë method of proportional representation.

A crude form of score voting[7][8] was used in some elections in ancient Sparta, by measuring how loudly the crowd shouted for different candidates.[9][10] This has a modern-day analog of using clapometers in some television shows and the judging processes of some athletic competitions.

The Republic of Venice elected the Doge in a multi-round system, with the round that actually named the Doge being a three-point score election (For, Neutral, Against).[11] This process was used continually, with only minor changes, for over 500 years, until the republic was conquered by Napoleon.

A modern governmental example is the selection process for the Secretary-General of the United Nations, which also has a three-point scale ("Encourage", "Discourage", and "No Opinion").

Score voting is used by the Green Party of Utah to elect officers, on a 0–9 scale.[12]

Non-political use

Members of Wikipedia's Arbitration Committee[13] are elected using a three-point scale ("Support", "Neutral", "Oppose"). Ballots are tallied equivalently to averaged approval voting, with "Neutral" treated as abstention, sometimes called "Explicit approval voting".[14]

Non-governmental uses of score voting are common, such as in Likert scale customer satisfaction surveys (such as for a restaurant), automated telephone surveys (where one is asked to press or say a number to indicate their level of satisfaction or likelihood), and any mechanism that involves users rating a product or service in terms of "stars" (such as rating movies on IMDb, products at Amazon, apps in the iOS or Google Play stores, etc.). Score voting is common for processes with no single winner: for instance, some websites allow users to rate items such as movies (Internet Movie Database), comments, and recipes. The result is a ranked list of items rather than one winning item.

Sports such as gymnastics rate competitors on a numeric scale. The fact that judges' ratings are public makes them less likely to engage in blatant tactical voting.

A multi-winner variant, re-weighted score voting, is used to select five nominees for the Academy Award for Best Visual Effects using a 0–10 scale.[15][16]

The traditional "highest grade point average" method of selecting a Valedictorian can be seen as a type of score election, wherein instructors "vote" on the student "candidates", with grades as their score-based votes.

Types

Score voting uses a ratings ballot; that is, each voter rates each candidate with a number within a specified score, such as 0 to 9[17] or 1 to 5. In the simplest system, all candidates must be rated. The scores for each candidate are then summed, and the candidate with the highest sum is the winner.

Some systems allow voters to explicitly abstain from rating certain candidates, as opposed to implicitly giving the lowest number of points to unrated candidates. In this case, a candidate's score would be the average rating from voters who did rate this candidate. However, some method must then be used to exclude candidates who received too few votes, to provide a meaningful average.[18][19]

In some competitions subject to judges' scores, a truncated mean is used to remove extreme scores. For example, score voting with truncated means is used in figure skating to mitigate biases of some judges who may have had ulterior motives to score some competitors too high or low.

Another method of counting ratings ballots is to find the median score of each candidate, and elect a candidate with the highest median score.[20][21] This could have the effect of reducing the incentive to exaggerate. A potential disadvantage is that multiway exact ties for winner may become common, although methods exist to break such ties.[20] In conventional score voting, these ties would be extremely rare. Another consequence of using medians is that adding an "all-zero ballot" can alter the election winner, which is arguably a disadvantage.

STAR Voting ballot with 6 generic candidate names, and 5 bubbles filled in, showing blank vote, tied vote, and scores that no candidate received
STAR Voting uses a standard Score Voting ballot. The counting method adds an extra step to yield the preference winner between the top two scoring candidates overall.

Another proposed variant is STAR voting (Score Then Automatic Runoff). Under this system, each voter may assign a score, from 0 to the maximum score, to any number of candidates. Of the two highest-scoring candidates, the winner is the one more voters assigned a higher score.[22] The concept was first proposed publicly in October 2014 by Center for Election Science co-founder Clay Shentrup.[23] The runoff step was introduced in order to mitigate the incentive to exaggerate ratings in ordinary score voting.[24][25]

Score voting in which only two different votes may be submitted (0 and 1, for example) is equivalent to approval voting. As with approval voting, score voters must weigh the adverse impact on their favorite candidate of ranking other candidates highly.

The term "range voting" is used to describe a more theoretical system in which voters can express any real number within the range [0, 1]. While convenient for mathematical analysis, this scale is not practical for real-world elections, and is typically approximated as a score voting system with many possible grades, such as a slider in a computer interface.[26][27][28][29]

Example

Suppose that 100 voters each decided to grant from 0 to 10 points to each city such that their most liked choice got 10 points, and least liked choice got 0 points, with the intermediate choices getting an amount proportional to their relative distance.

Voter from/
City Choice
Memphis Nashville Chattanooga Knoxville Total
Memphis 420 (42 × 10) 0 (26 × 0) 0 (15 × 0) 0 (17 × 0) 420
Nashville 168 (42 × 4) 260 (26 × 10) 90 (15 × 6) 85 (17 × 5) 603
Chattanooga 84 (42 × 2) 104 (26 × 4) 150 (15 × 10) 119 (17 × 7) 457
Knoxville 0 (42 × 0) 52 (26 × 2) 90 (15 × 6) 170 (17 × 10) 312

Nashville, the capital in real life, likewise wins in the example. However, if voters from Knoxville and Chattanooga were to rate Nashville as 0 (so too for Memphis) and both sets of voters were to rate Chattanooga as 10, the winner would be Chattanooga over Nashville by 508 to 428 (and 484 for Memphis). This would be a better outcome for the voters in those cities than what they would get if they were to reflect their true preferences, and is considered to be an instance of tactical voting.

For comparison, note that traditional first-past-the-post would elect Memphis, even though most citizens consider it the worst choice, because 42% is larger than any other single city. Instant-runoff voting would elect the 2nd-worst choice (Knoxville), because the central candidates would be eliminated early (and Chattanooga voters preferring Knoxville above Nashville). In approval voting, with each voter selecting their top two cities, Nashville would win because of the significant boost from Memphis residents.

Properties

Score voting allows voters to express preferences of varying strengths.

Score voting satisfies the monotonicity criterion, i.e. raising your vote's score for a candidate can never hurt their chances of winning, and lowering it can never help their chances. Also, score voting satisfies the participation criterion, i.e. casting a sincere vote can never result in a worse election winner (from your point of view) than if you had simply abstained from voting.

Score voting is independent of clones in the sense that if there is a set of candidates such that every voter gives the same rating to every candidate in this set, then the probability that the winner is in this set is independent of how many candidates are in the set.

In summary, score voting satisfies the monotonicity criterion, the participation criterion, the consistency criterion, independence of irrelevant alternatives, resolvability criterion, and reversal symmetry, provided voters do not have perfect information (see below; if they do have perfect information, it becomes a Condorcet method, which means it fails participation, consistency, and independence of irrelevant alternatives). It is immune to cloning, except for the obvious specific case in which a candidate with clones ties, instead of achieving a unique win. It does not satisfy either the Condorcet criterion (therefore is not a Condorcet method) or the Condorcet loser criterion, although with all-strategic voters and perfect information the Condorcet winner is a Nash equilibrium.[30] It does not satisfy the later-no-harm criterion, meaning that giving a positive rating to a less preferred candidate can cause a more preferred candidate to lose.

It does not satisfy the majority criterion, but it satisfies a weakened form of it: a majority can force their choice to win by voting strategically, although they may instead choose to vote honestly. To address this point, some proponents of score voting argue for the inclusion of an extra instant-runoff round in which a majority preference is established between the two top-rated candidates.[31]

As it satisfies the criteria of a deterministic voting method, with non-imposition, non-dictatorship, monotonicity, and independence of irrelevant alternatives, it may appear that it violates Arrow's impossibility theorem. The reason that score voting is not a counter-example to Arrow's theorem is that it is a cardinal voting method, while the "universality" criterion of Arrow's theorem effectively restricts that result to ordinal voting methods.[32]

Strategy

Ideal score voting strategy for well-informed voters is identical to ideal approval voting strategy, and a voter would want to give their least and most favorite candidates a minimum and a maximum score, respectively. The game-theoretical analysis[33][34] shows that this claim is not fully general, even if it holds in most cases.

This leaves the tactical concern any voter has for scoring their second-favorite candidate, in the case that there are 3 or more candidates. Score too high (or anything above the minimum) and the voter harms their favorite candidate's chance to win. Score too low and the voter helps the candidate they least desire to beat their second-favorite and perhaps win. Another strategic voting tactic is given by the weighted mean utility theorem, maximum score for all candidates preferred compared to the expected winners weighted with winning probability and minimum score for all others.[35]

The validity of this problem is called into question by a 2009 paper which found that "experimental results support the concept of bias toward unselfish outcomes in large elections."[36] The authors observed what they termed ethical considerations dominating voter behavior as pivot probability decreased. This would imply that larger elections, or those perceived as having a wider margin of victory, would result in fewer tactical voters.

Exit poll experiments have shown that voters do make use of intermediate grades[5] and tend to vote more sincerely for candidates they perceive have no chance of winning.[37] How voters precisely grade candidates is a topic that is not fully settled, although experiments show that their behavior depends on the grade scale, its length, and the possibility to give negative grades.[38]

Advocates of score voting conclude that score voting may thus yield higher support for third party and independent candidates, unless those candidates become viable, than other common voting methods, and they refer to this possibility as the "nursery effect".[39] They point out that score voting methods (including approval voting) give no reason to ever dishonestly rank a less-preferred candidate over a more-preferred one in 3-candidate elections.[40] However, detractors respond that it provides motivation to rank a less-preferred and more-preferred candidate equally or near-equally (i.e., both 0-1 or both 98–99). This could lead to undemocratic results if different segments of the population used strategy at significantly different rates. (Note that traditional first-past-the-post voting forces all candidates except one to be ranked equally, so that all voters are compressing their preferences equally.)

Addressing these criticisms, the Equal Vote Coalition, a voting reform advocacy group, proposes a variant of score voting with an extra second round featuring the two top-rated candidates, in which the candidate with the majority of preference wins. It is claimed that the existence of a second round would discourage approval-style strategic ballots and exaggeration of ratings, making it behave like a hybrid of ranked and rated voting systems.[41][42][43]

Advocacy

Albert Heckscher was one of the earliest proponents, advocating for a form of score voting he called the "immanent method" in his 1892 dissertation, in which voters assign any number between -1 and +1 to each alternative, simulating their individual deliberation.[44][45][46] This variant is also known as combined approval voting.

Currently, score voting is advocated by The Center for Election Science, Center for Range Voting, Citoyens pour le Vote de Valeur, Counted and the website RangeVote.com. Guy Ottewell, who helped develop the method of approval voting, now endorses score voting.[47] Kenneth Arrow is on record as saying that "score [...] is probably the best."[48]

Since 2014, the Equal Vote Coalition advocates a variant method (STAR) with an extra second evaluation step to address some of the criticisms of traditional score voting.[49][50]

See also

Notes

  1. "Center for Range Voting - front page". http://rangevoting.org/. "score voting (also known as "range voting")." 
  2. "Score Voting". The Center for Election Science. 2015-05-21. https://electology.org/score-voting. 
  3. "Social Choice and Beyond - Range Voting". http://www.socialchoiceandbeyond.com/scabpage38.html. "with the winner being the one with the largest point total. Or, alternatively, the average may be computed and the one with the highest average wins" 
  4. "Score Voting". The Center for Election Science. 2015-05-21. https://electology.org/score-voting. "Simplified forms of score voting automatically give skipped candidates the lowest possible score for the ballot they were skipped. Other forms have those ballots not affect the candidate's rating at all. Those forms not affecting the candidates rating frequently make use of quotas. Quotas demand a minimum proportion of voters rate that candidate in some way before that candidate is eligible to win." 
  5. 5.0 5.1 5.2 Baujard, Antoinette; Igersheim, Herrade; Lebon, Isabelle; Gavrel, Frédéric; Laslier, Jean-François (2014-06-01). "Who's favored by evaluative voting? An experiment conducted during the 2012 French presidential election". Electoral Studies 34: 131–145. doi:10.1016/j.electstud.2013.11.003. https://halshs.archives-ouvertes.fr/halshs-01090234/file/1430.pdf. Retrieved 2019-12-22. "voting rules in which the voter freely grades each candidate on a pre-defined numerical scale. .. also called utilitarian voting". 
  6. Joslyn, Richard A. (1976). "The impact of decision rules in multi-candidate campaigns: The case of the 1972 democratic presidential nomination" (in en). Public Choice 25 (1): 1–17. doi:10.1007/BF01726327. ISSN 0048-5829. 
  7. James S. Fishkin: The Voice of the People: Public Opinion & Democracy, Yale University Press 1995
  8. "Ancient Sparta used score voting... sort of". http://rangevoting.org/BPSparta.html. 
  9. Girard, C. (2010). "Going from Theory to Practice: The Mixed Success of Approval Voting". in Laslier, Jean-François (in en). Handbook on Approval Voting. Studies in Choice and Welfare. Springer Berlin Heidelberg. pp. 15–17. doi:10.1007/978-3-642-02839-7_3. ISBN 9783642028380. https://archive.org/details/handbookonapprov00lasl. 
  10. Stille, Alexander (2001-06-02). "Adding Up the Costs of Cyberdemocracy". New York Times. https://query.nytimes.com/gst/fullpage.html?res=9406E7DB163FF931A35755C0A9679C8B63&sec=technology&spon=&pagewanted=2. 
  11. "Venetian Doges & Government". http://www.rangevoting.org/VenHist.html. 
  12. "Utah Green Party Hosts Dr. Stein; Elects New Officers" (in en-US). Independent Political Report. 2017-06-27. http://independentpoliticalreport.com/2017/06/utah-green-party-hosts-dr-stein-elects-new-officers/. "Using the following Range Voting System, the Green Party of Utah elected a new slate of officers" 
  13. "Wikipedia:Arbitration Committee Elections December 2017". 2018-03-28. https://en.wikipedia.org/w/index.php?title=Wikipedia:Arbitration_Committee_Elections_December_2017&oldid=832933245. 
  14. "Explicit approval voting" (in en). Electowiki. https://electowiki.org/wiki/Explicit_approval_voting. [user-generated source]
  15. "89TH ANNUAL ACADEMY AWARDS OF MERIT". 2016. RULE TWENTY-TWO SPECIAL RULES FOR THE VISUAL EFFECTS AWARD. https://www.oscars.org/sites/oscars/files/89aa_rules.pdf#page=32. "Five productions shall be selected using reweighted range voting to become the nominations for final voting for the Visual Effects award." 
  16. "Reweighted Range Voting - a PR voting method that feels like range voting". http://www.rangevoting.org/RRV.html#oscar. 
  17. "Rating Scale Research". http://rangevoting.org/RateScaleResearch.html. "The evidence surveyed here currently suggests that the "best" scale for human voters should have 10 levels" 
  18. "Better "Soft Quorum" Rule". http://rangevoting.org/BetterQuorum.html. 
  19. "How Not To Sort By Average Rating". http://www.evanmiller.org/how-not-to-sort-by-average-rating.html. "Average rating works fine if you always have a ton of ratings, but suppose item 1 has 2 positive ratings and 0 negative ratings. ..." 
  20. 20.0 20.1 Michel Balinski and Rida Laraki (2007). "A theory of measuring, electing, and ranking — PNAS". Proceedings of the National Academy of Sciences 104 (21): 8720–8725. doi:10.1073/pnas.0702634104. PMID 17496140. 
  21. Laslier, Jean-François (2019). "The strange majority judgment". Revue Économique 70 (4): 569–588. doi:10.3917/reco.pr2.0126. https://hal.archives-ouvertes.fr/hal-01965227. 
  22. "Equal Vote Coalition". http://equal.vote. 
  23. "Google Groups". https://groups.google.com/d/msg/electionscience/JK82EFn7nrs/Lble3V2CW4UJ. 
  24. "Score Runoff Voting: The New Voting Method that Could Save Our Democratic Process". 2016-12-08. https://ivn.us/2016/12/08/score-runoff-voting/. 
  25. "Strategic SRV? - Equal Vote Coalition". Equal Vote Coalition. http://equal.vote/strategic_srv. 
  26. Hillinger, Claude (2005-05-01). "The Case for Utilitarian Voting" (in en). Universitätsbibliothek der Ludwig-Maximilians-Universität München. doi:10.5282/ubm/epub.653. https://epub.ub.uni-muenchen.de/653/. Retrieved 2018-05-15. "Specific UV rules that have been proposed are approval voting, allowing the scores 0, 1; range voting, allowing all numbers in an interval as scores; evaluative voting, allowing the scores -1, 0, 1.". 
  27. "Should you be using a more expressive voting system?". https://voteupapp.com/blog/expressive-voting. "Score Voting -- it's just like range voting except the scores are discrete instead of spanning a continuous range." 
  28. "Good criteria support range voting". http://rangevoting.org/PreEmProp.html. "Definition 1: For us "Range voting" shall mean the following voting method. Each voter provides as her vote, a set of real number scores, each in [0,1], one for each candidate. The candidate with greatest score-sum, is elected." 
  29. Smith, Warren D. (December 2000). "Range Voting". http://scorevoting.net/WarrenSmithPages/homepage/rangevote.pdf. "The "range voting" system is as follows. In a c-candidate election, you select a vector of c real numbers, each of absolute value ≤1, as your vote. E.g. you could vote (+1, −1, +.3, −.9, +1) in a 5-candidate election. The vote-vectors are summed to get a c-vector x and the winner is the i such that xi is maximum." 
  30. Laslier, J.-F. (2006) "Strategic approval voting in a large electorate", IDEP Working Papers No. 405 (Marseille, France: Institut d'Économie Publique)
  31. "Score Runoff Voting". http://www.equal.vote/. 
  32. Arrow, Kenneth (August 1950). "A Difficulty in the Concept of Social Welfare". The Journal of Political Economy 58 (4): 328–346. doi:10.1086/256963. 
  33. Nunez, Matias; Laslier, Jean-François (2014). "Preference intensity representation: strategic overstating in large elections". Social Choice and Welfare 42 (2): 313–340. doi:10.1007/s00355-013-0728-0. https://hal.archives-ouvertes.fr/hal-00917099/file/overstateREVIEW20120928.pdf. 
  34. "Examples in which best Range Voting strategy is not "approval style" voting". The center for range voting. http://rangevoting.org/RVstrat1.html. 
  35. Approval Voting, Steven J. Brams, Peter C. Fishburn, 1983
  36. Feddersen, Timothy; Gailmard, Sean; Sandroni, Alvaro (2009). "Moral Bias in Large Elections: Theory and Experimental Evidence". The American Political Science Review 103 (2): 175–192. doi:10.1017/S0003055409090224. 
  37. "Honesty and Strategy in real-world voters". The center for range voting. http://rangevoting.org/HonStrat.html. 
  38. Baujard, Antoinette; Igersheim, Herrade; Lebon, Isabelle; Gavrel, Frédéric; Laslier, Jean-François (2014). "How voters use grade scales in evaluative voting". European Journal of Political Economy 55: 14–28. doi:10.1016/j.ejpoleco.2017.09.006. https://halshs.archives-ouvertes.fr/halshs-01618039/file/1729.pdf. 
  39. "The "Nursery Effect" (Executive summary)". The center for range voting. http://rangevoting.org/NurserySumm.html. 
  40. Smith, Warren D. (2006). "Completion of Gibbard-Satterthwaite impossibility theorem; range voting and voter honesty". Warren Smith, Temple University. http://scorevoting.net/WarrenSmithPages/homepage/newgibbsat.pdf. 
  41. "Compare Approval". http://www.equal.vote/SRVvsApproval. 
  42. "Equal Systems Science". Equal Vote Coalition. https://www.equal.vote/science. "a two-phase, one-election hybrid of the Rating and Ranked Choice categories" 
  43. "Comparing Voting Systems: A Report Card". Equal Vote Coalition. https://www.equal.vote/report_card. "STAR Voting is the new and improved hybrid of RCV and Score Voting" 
  44. Lagerspetz, Eerik (2014-06-01). "Albert Heckscher on collective decision-making" (in en). Public Choice 159 (3–4): 327–339. doi:10.1007/s11127-014-0169-z. ISSN 0048-5829. 
  45. Eerik, Lagerspetz (2015-11-26). Social choice and democratic values. Cham. pp. 109. ISBN 9783319232614. OCLC 930703262. 
  46. Heckscher, Albert Gottlieb (1892) (in da). Bidrag til Grundlæggelse af en Afstemningslære: om Methoderne ved Udfindelse af Stemmeflerhed i Parlamenter. https://books.google.com/books?id=gpQEtAEACAAJ. 
  47. Ottewell, Guy (April 2004). "The Arithmetic of Voting". Universal Workbench. self published. http://www.universalworkshop.com/ARVOfull.htm. 
  48. "Podcast 2012-10-06: Interview with Nobel Laureate Dr. Kenneth Arrow". The Center for Election Science. 2012-10-06. https://electology.org/podcasts/2012-10-06_kenneth_arrow. 
  49. "About The Equal Vote Coalition". Equal Vote Coalition. https://www.equal.vote/about. 
  50. "STAR Voting campaign". https://www.starvoting.us/. 

External links




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