Multiple theories regarding the origin of the name California, as well as the root language of the term, have been proposed,[1] but most historians believe the name likely originated from a 16th-century novel, Las sergas de Esplandián. The novel, popular at the time of the Spanish exploration of Mexico and the Baja California Peninsula, describes a fictional island named California, ruled by a queen named Calafia, east of the Indies.[a] The author of the novel, Garci Rodríguez de Montalvo, also known as Ordóñez de Montalvo, is thought to have derived the term California from the Arabic Khalif and/or Khalifa, but he may also have been influenced by the term "Califerne" in the Song of Roland, an 11th-century epic poem written in Old French.
When Spanish explorers in the 16th century first encountered the Baja California Peninsula, west of the Sea of Cortez, they believed the peninsula to be an island similar to the island described in de Montalvo's novel.[2] They named the land California. Initially, California applied only to Baja California Peninsula; however, as Spanish explorers and settlers moved north and inland, the region known as California, or Las Californias, grew. Eventually it included not only the peninsula, but also the lands north of the peninsula, along the coast of today's U.S. state of California. Unlike the peninsula, this region was only practical to reach by sea voyages, and acquired a separate identity: Alta (Upper) California, making the lower territory Baja (Lower) California.
Today, the name California is shared by many places throughout the world, but is most commonly associated with areas of the southwest United States, and northwest Mexico. When used alone, California generally refers to the U.S. state of California, but when paired with the term "baja", or "lower", it can refer to the Baja California Peninsula, or one of the Mexican states on the peninsula, Baja California, or Baja California Sur. Collectively, the U.S. and Mexican states constitute a region referred to as The Californias.
In the early 16th-century romance novel Las sergas de Esplandián (The Adventures of Esplandián), California was the name of a mythical island populated only by black warrior women. The popular Spanish novel was printed in several editions, with the earliest surviving edition published about 1510. The author was Garci Rodríguez de Montalvo, also known as Ordóñez de Montalvo. The novel described the Island of California as being east of the Indies, close to the Terrestrial Paradise, and ruled by Queen Calafia.
For many years the de Montalvo novel languished in obscurity, with no connection between it and the naming of California. That changed in 1862 when Edward Everett Hale made such a connection.[3][4] He presented his findings to the Antiquarian Society that year, and then laid out his findings, along with a portion of the original novel, in the March 1864 issue of the Atlantic Monthly.[5] Hale concluded that when Spanish explorers came upon the Baja California Peninsula, they named it California, after the fictional island in de Montalvo's book, because the explorers thought the peninsula was an island, east of the Indies, similar to the island described in de Montalvo's novel.
Sabed que a la diestra mano de las Indias existe una isla llamada California muy cerca de un costado del Paraíso Terrenal; y estaba poblada por mujeres negras, sin que existiera allí un hombre, pues vivían a la manera de las amazonas. Eran de bellos y robustos cuerpos, fogoso valor y gran fuerza. Su isla era la más fuerte de todo el mundo, con sus escarpados farallones y sus pétreas costas. Sus armas eran todas de oro y del mismo metal eran los arneses de las bestias salvajes que ellas acostumbraban domar para montarlas, porque en toda la isla no había otro metal que el oro.[6]
Know, then, that, on the right hand of the Indies, there is an island called California, very close to the side of the Terrestrial Paradise, and it was peopled by black women, without any man among them, for they lived in the fashion of Amazons. They were of strong and hardy bodies, of ardent courage and great force. Their island was the strongest in all the world, with its steep cliffs and rocky shores. Their arms were all of gold, and so was the harness of the wild beasts which they tamed and rode. For, in the whole island, there was no metal but gold.[7]
Hale supposed that in inventing the names, de Montalvo held in his mind the Spanish word califa, the term for a leader of an Islamic community.[8] Hale's joint derivation of Calafia and California was accepted by many, then questioned by a few scholars who sought further proof, and offered their own interpretations. George Davidson wrote in 1910 that Hale's theory was the best yet presented, but offered his own addition.[9] In 1917, Ruth Putnam printed an exhaustive account of the work performed up to that time. She wrote that both Calafia and California most likely came from the Arabic word khalifa which means steward,[b] successor or leader. The same word in Spanish was califa, easily made into California to stand for "land of the caliph" (خلیف), or Calafia to stand for "female caliph" (خلیفة).[10]
Most scholars agree that Montalvo's Las Sergas de Esplandián is the direct progenitor of the word California. However, no one knows absolutely how Montalvo derived the word—whether he invented it himself, formed it from the Arabic word khalifa, or was inspired by other works. Several unprovable theories have been put forward.[11] [12]
Putnam wrote that The Song of Roland held a passing mention of a place called Califerne, perhaps named thus because it was the caliph's domain, a place of infidel rebellion.[8] Chapman elaborated on this connection in 1921: "There can be no question but that a learned man like Ordóñez de Montalvo was familiar with the Chanson de Roland ...This derivation of the word 'California' can perhaps never be proved, but it is also plausible—and it may be added too interesting—to be overlooked."[13] Polk characterized this theory as "imaginative speculation".[14]
Polk wrote that another scholar offered the "interestingly plausible" suggestion that Roland's Califerne is a corruption of the Persian Kar-i-farn, a mythological "mountain of Paradise" where griffins lived.[14]
French historian Prosper Boissonnade wrote in 1923 that a fortified city named Kal-Ifrene or Kalaa-Ifrene was located about four days march south of Bougie in Algeria. In the 11th century the city was an Arabic stronghold, manned by the Berber tribe of the Beni-Ifrene under their king Beni-Hammad. The city was feared and respected by Christian warriors of the Crusades. Based on his studies, Boissonnade felt that this city was the Califerne found in Song of Roland, and that it inspired Montalvo in turn. Contemporary California historians Herbert D. Austin and Rockwell D. Hunt wrote separately that this was a likely explanation.[11][12]
The Song of Roland is an 11th-century Old French epic poem that describes the August 15, 778, defeat and retreat of Charlemagne's army by the Basque army at the Battle of Roncevaux Pass in the Pyrenees. On line 2924 of the poem, which is in verse number CCIX (209), the word Califerne is one of the lands mentioned, with no indication of its geographic location. It is, however, mentioned after a reference to Affrike, or Africa.
Morz est mis nies, ki tant me fist cunquere
Encuntre mei revelerunt li Seisne,
E Hungre e Bugre e tante gent averse,
Romain, Puillain et tuit icil de Palerne
E cil d'Affrike e cil de Califerne;
Dead is my nephew, who conquered so much for me!
Against me will rebel the Saxons,
Hungarians, Bulgars, and many hostile men,
Romans, Apulians, and all those of Palermo,
And those of Africa, and those of Califerne;
The word Califerne, from the Song of Roland, may have served as an inspiration to Montalvo for the name "California", since both works contain a similar plot point; a battle between Christian and non-Christian armies. The author of the Song of Roland is believed to be the Norman poet Turoldus.[15]
Putnam discussed Davidson's 1910 theory that Montalvo's California was based on the Greek word kalli (meaning beautiful) but discounted it as exceedingly unlikely,[10] a conclusion that Dora Beale Polk agreed with in 1995, calling the theory "far-fetched".[8]
Several alternate theories have been proposed as possible origins of the word California, but they all have been dismissed, or at least determined by historians to be less compelling than the novel, Las Sergas de Esplandián. Some of the most studied alternate theories include the following.
This term could derive from the Old Spanish *Calit Fornay, an alteration of the Latin Calida Fornax, meaning hot furnace.[16]
This theory may explain why the circa 1650 map of the Island of California has the name as two words, "Cali Fornia."
The word California may signify that it is a place that is hot in the manner of a lime kiln; both Spanish and Catalan have similar words taken from the Latin roots calcis (lime) and fornax (oven).[17]
Another suggested source is kali forno, an indigenous phrase from one of the local Baja languages or Californian languages meaning "high mountains".[18][19] However, the name "California" was printed in Montalvo's book before Spanish explorers spoke with Native Americans.
Another possible source for California's name may be Calahorra in Spain.[15]
Hernán Cortés is often credited with being the first to apply the name California to the Baja Peninsula, but researchers believe it was more likely one of the men he assigned to do some advance exploration of the South Sea. Diego de Becerra and Fortún Ximénez, under the direction of Cortés, landed near the southern tip of the Baja California peninsula in 1533. They were the earliest explorers who would likely have applied the name California to the peninsula, thinking it was an island.[20] Cortés did not reach the Baja peninsula until 1535, when he tried unsuccessfully to establish a colony that he named La Paz, under a royal charter granting him that land.[citation needed]
It has also been suggested that Hernando de Alarcón, sent by the viceroy Mendoza—an enemy of Cortés—on a 1540 expedition to verify Cortés's discoveries, referred to the inhospitable lands as California, and it was he who named the peninsula after the fabled island in Las Sergas. There is no question about Hernando de Alarcón's use of the term, nor about his allusion to Las Sergas, but there is question as to whether this is the first use of the name to refer to those lands and whether he intended the name as mockery. Alarcón provides a clear link from the literary, imaginary California to the real place, but his usage cannot be proven to be the actual origin, in that the name may predate him.[21][22]
Today the name California is applied to the Baja California Peninsula, the Gulf of California (also known as the Sea of Cortés), the U.S. State of California, and the Mexican states of Baja California and Baja California Sur.
Sabed que ala diestra mano de las Indias ouo una Isla llamada California mucho llegada ala parte del paraiso terrenal la qual sue poblada de mugeres negras sin que algun uaro entre ellas ouiesse: que casi como las amazonas …(The first mention of "California" occurs on the unnumbered page after page CVIII, in the right column.)