Investment Banking Exam

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The Limited Representative – Investment Banking Exam, commonly referred to as the Series 79, is an examination administered by the U.S. Financial Industry Regulatory Authority (FINRA) for investment banking professionals. The examination is designed to qualify candidates for a limited scope of activities as investment bankers, without the full requirements of the General Securities Representative Exam (Series 7).^[1]

Wikibooks has a book on the topic of: NASD Series License

• List of Securities Examinations
• Series 6
• General Securities Representative Exam (Series 7)
• Series 63
• Series 65
• Financial Industry Regulatory Authority (FINRA)
• Uniform Securities Act

• Content Outline, finra.org
• Proposed Rule Change to Adopt the Selection Specifications and Study Outline for the Limited Representative – Investment Banking (“Series 79”) Examination Program, finra.org