In cricket, a penalty run is a type of extra. It is a run awarded to one team for various breaches of the Laws by the other team, generally related to unfair play or player conduct. Many of these penalties have been added since 2000. Penalties are awarded under Law 41 for Unfair Play [1] and, since 2017 under Law 42 for Players' Conduct [2]
It has been suggested that penalty runs could be imposed for slow over rates.[3]
The 1798 Laws of Cricket introduced a new law that stated 'that a penalty of five runs would be awarded to the batting side "if the fieldsman stops a ball with his hat"'.[4] The current laws have a direct equivalent, under Law 28, with the same penalty.
Five penalty runs are awarded to the batting team if:[5]
The ball strikes a fielder's helmet when it is on the field but not being worn (e.g. when temporarily taken off and on the field behind the wicket keeper). For example:
On 8 January 2018 in Sydney (2018 Ashes; 5th Test), England were awarded five penalty runs after the ball from Nathan Lyon to batsman Tom Curran passed the wicketkeeper and hit a helmet.
On 24 October 2022 in Hobart (2022 ICC Men's T20 World Cup, 18th Match), Zimbabwe was awarded five penalty runs after the ball touched the glove of de Kock when Lungi Ngidi threw back the ball to South African wicketkeeper Quinton de Kock while he had taken one of his gloves off it on the ground.[8]
A fielder fields the ball illegally, by using anything other than his person (for example, using a cap or other item of clothing, or by discarding a piece of clothing, equipment or other object which subsequently makes contact with the ball). For example:
On 15 June 2017 in Edgbaston (ICC Champions Trophy; Semi-final), Bangladesh were awarded five penalty runs after the ball bounced off the strewn left glove in a run out attempt by Mahendra Singh Dhoni.
Five penalty runs are awarded to the batting team if:
The ball is touched by a fielder who has returned to the field without the umpire's permission.
The fielding team deliberately distract or obstruct the batsman. (If the distraction or obstruction occurs before the striker receives the ball, the fielding team must first receive a warning, however penalty runs are awarded for the first instance of such an infringement after the striker has received the ball.)
After being warned, the fielding team damage the pitch or deliberately waste time between overs, thus ignoring the warning.
The penalty runs are added to the fielding team's score in their previous innings, unless they have not yet batted, in which case the runs are added to their next innings.
Either team may be penalised five runs if the umpires decide that the team have illegally changed the condition of the ball, known as ball tampering. For example:
On 20 August 2006 England were awarded five penalty runs for ball tampering after umpires Darrel Hair and Billy Doctrove judged, in the 56th over of the 4th day's play in the fourth Test Match at the Oval, London, that Pakistan had altered the condition of the ball.[11] Because that judgement implied that Pakistan had cheated, considerable fallout resulted. The judgement was overturned by the ICC Code of Conduct hearing 28 September 2006, which concluded that, "The charge of ball-tampering is therefore dismissed."[12] but that ruling could not and did not expunge the penalty runs recorded.[13] However the runs did not affect the result as England were declared winners by forfeiture after the Pakistan players refused to take to the field in protest at the umpires' decision.
On 25 October 2013 in Dubai, Pakistan were awarded five penalty runs after Faf du Plessis rubbed the ball on a zipper of his trouser pocket which was deemed to be ball tampering.[14]
Either team may be penalised five runs after warning for practising on the pitch on match days, on the rest of the square unless authorised by the umpires, or on the outfield during play except by the fielders, who can only use the match ball, and must not change its condition or waste time.
Law 41 contains a catch-all (Law 41.2.1) which empowers the umpires, after warning, to award five penalty runs for any action that they judge unfair, which is not otherwise covered.
Penalty runs awarded under Law 42 for Players' Conduct
Under Law 42[15] five penalty runs are awarded to either team if the umpire judges the conduct of their opponents unacceptable. For Level 1 offences the umpire will warn the offending team first, and award penalties on any repeat occurrence by the same team. After any Level 2, Level 3 ("yellow card") or Level 4 ("red card") offence, no warning is given before awarding penalty runs for the offence, or before awarding penalty runs for any subsequent Level 1 offence by the offending team.
Level 1 offences are:
wilfully mistreating the cricket ground, equipment or implements
advancing in an aggressive manner towards an umpire when appealing
any other action the umpire considers an equivalent offence
Level 2 offences are:
serious dissent at an umpire’s decision by word or action
inappropriate and deliberate physical contact with a player
throwing the ball at a player, umpire, or anyone else, in an inappropriate and dangerous manner
using obscene or seriously insulting language or gesture to any other person
any other action the umpire considers an equivalent offence
Level 3 offences are:
intimidating an umpire by language or gesture
threatening to assault a player or any other person except an umpire
Level 4 offences are:
threatening to assault an umpire
making inappropriate and deliberate physical contact with an umpire
physically assaulting a player or any other person
committing any other act of violence
Examples of some cases are rare in professional cricket to date. One reason for this is that such an award on the pitch by the umpires will be a judgement of a wilful act, and hence of cheating, which the umpires are unable to determine conclusively at the time, or prefer to be made by the Match Referee at more leisure. Some of the recent Law changes are specifically intended to curb deteriorating behaviour in recreational cricket and hence address the retention of umpires [16]