Qualitative approaches to research are based on the epistemology of constructionism, whereby knowledge is recognised to be situated in culture and history, as well as bound to context (Ward et al., 2015).
Understanding the theories underlining research practice, and the basic assumptions underpinning these theories, allow for an in-depth understanding of the research process.
Ontological and epistemological positions need to be understood since they are at the basis of what is done, of the methods used.[1]
Qualitative research developed in social and human sciences as a reaction to the view that human beings can be studied in the same way objects are studied (Minichiello & Kottler, 2010).
Qualitative research emerged from very different traditions and disciplines; as a result very diverse approaches to qualitative research developed. This makes understanding qualitative research often confusing.
There are also many definitions for qualitative research. One example is
Why choose a qualitative approach?
Often assumptions and beliefs underpinning research practices are not declared in research reports. People differ about whether they should or not be declared. In the end what you do should depend on your audience.
Refers to assumptions about the nature of things, the nature of reality.
Epistemology is about the nature of knowledge and how knowledge is produced. Epistemology has to do with how we believe we might discover knowledge and what constitutes knowledge. How do we know the world? What is the relationship between the inquirer and the known?
Some people believe there is such a thing as objective knowledge, some believe that any knowledge is constructed (constructionism) and therefore largely subjective. This is the case of critical research which tends to view knowledge as produced to maintain the status quo and therefore aims to produce research that can lead to social change, by challenging that existing knowledge.
Objectivism is the epistemological view that things exist as meaningful independently of consciousness and experience, that they have truth and meaning residing in them as objects (objective truth and meaning therefore), and that careful (scientific?) research can attain that objective truth and meaning (Crotty, 1998, p 6).
Constructionism focuses on systems of representation, social practices, discourses, and the effects of ideology. Constructionists are concerned above all with the production and organisation of differences, and they therefore reject the idea that any essential or natural givens precede the process of social determination (Fuss, 1989, p 3).
Subjectivism accepts that some basic reality exists, but knowledge of it, as well as of constructed reality, is entirely subjective and a matter of perspective, personal experience. Subjectivism aims to produce knowledge that will lead to social change (Goodrich, 2011).
Any methodology is based on a philosophical position or theoretical perspective or paradigm which provides a context for the process and its logic and criteria, a lens through which research is seen. For Bryman (2004, p 453) a paradigm is ‘a cluster of beliefs and dictates which for scientists in a particular discipline influence what should be studied, how research should be done, how results should be interpreted’.
The notion of paradigm is often linked to Kuhn (1962) who developed it for natural sciences. The concept was further developed for the social sciences by researchers like Guba and Lincoln, who distinguished three main paradigms: positivism, post-positivism and constructivism. Later they also added critical theory and participatory paradigms.
Positivist/empiricist paradigm:
Critical realist paradigm (post-positivism):
The constructivist/interpretative paradigm assumes:
Methodologies used are qualitative or mixed – what is important is that there is a dialogue between researchers and subjects who construct reality together (e.g. interviewing, observation, text analysis). Researcher tends to rely upon the "participants' views of the situation study" (Creswell, 2003, p.8).
Impact of researcher's own background and experiences is accepted and recognised.
No theory or hypothesis to start. Constructivists "generate or inductively develop a theory or pattern of meanings" (Creswell, 2003, p.9) throughout the research process.
Reality has been shaped over time (society, politics, culture, economy, gender, ethnicity) to create structures that are seen as normal/real (ontology).
We cannot separate ourselves from our environment/what we research and this influences what we know (Subjectivist) (epistemology).
E.g. reality constructed through language.
For critical theorists the subjective-objective dualism is just a social construction as 'objective' practices have often been shown to be 'subjective.' The distinction is used as it benefits powerful, groups in power, status quo.
Methods used tend to be dialogic (conversation and reflection) used to challenge assumptions. They will for instance start with an assumption and ask people/data to question this. Aim is to change a situation.
This can include much of the feminist research which aims to emancipate women and improve their lives, by showing bias and inequity.
Transformative emancipatory paradigm:
A more pragmatic form of critical theory – developed during the 80s and 90s to address issues of social justice and marginalised peoples (Creswell, 2003, p.9).
Research needs to have a political agenda as well as an agenda to reform, change the lives of the participants, the institutions, and the researcher (Creswell, 2003).
Methodologies used are qualitative and quantitative – favours a mixed approach to offer a broader understanding.
Pragmatism has no loyalty to a system of philosophy or reality. Truth is what works at the time – no duality here between reality and the experience/knowledge of reality. For pragmatists we need to stop questioning the link between the two. Focus is on the outcome of the research. What counts is the ‘research problem’ and all approaches can be applied to understanding the problem (Creswell, 2003, p.11), as well as on consequences of the research.
Methodology used has to include methods that are most likely to answer research question. Concern is with what works. Methods chosen needs to meet needs of researchers and purposes of research. Strongly supports mixed methods.
Mixed methods refers to research mixing quantitative and qualitative research methods. The discussion on this page seems to equate the choice of a particular method with a particular epistemological position, thus making them impossible to co-exist. In practice ‘aligning a particular epistemology and paradigm with a particular methodology is not necessarily straightforward or helpful’ (Goodrick, 2011, p 11). Treating the two main approaches as totally separate, denying the possibilities for working back and forth between these two extremes is problematic according to Morgan (2007), who advocates a more pragmatic approach, examining ‘what people can do with the knowledge they produce and not on abstract arguments about the possibility or impossibility of generalizability’ (Morgan, 2007, p 72). Mixed methods can be used within any paradigm, but are favoured by some, pragmatism, emancipatory.
A methodology should be chosen for its capacity to address research objectives. The question that need to be asked is ‘how much of our existing knowledge might be usable in a new set of circumstances, as well as what our warrant is for making any such claims’ (Morgan, 2007, p 72). As a more pragmatic approach, mixed methods can be seen as a third research paradigm (Johnson & Onwuegbuzie, 2004), a middle position which is essentially outcome driven.
Questioning the possibility of a truth, a reality that can be measured has implications for how validity is conceived.
Validity in quantitative research (which assumes objective reality that can be measured) refers to:
Validity is a complex issues in qualitative research. Traditional standards cannot easily be applied. If there is no truth or only one that cannot be reached, and knowledge is subjective, criteria for validity can only be very generic or/and subjective. Lincoln and Guba (1985)adapted empiricist criteria for qualitative research (See the link for a detailed description of these criteria).
Later the concepts of authenticity and morality (Angen 2000) were also added as validity criteria:
Useful concepts and ideas which are important when considering validity:
At all stages of research it is important to consider:
How to demonstrate that your interpretation is valid:
Angen, M. J. (2000). 'Evaluating interpretative inquiry: Reviweing the validity devate and opening the dialogue', Qual Health Research Vol 10/3, pp 378 - 395.
Lincoln, Y. & Guba, E. (1985) (2nd ed). Naturalistic Inquiry. Newsbury Park : Sage.
Mason, J. (2006) (2nd ed). Qualitative researching. Thousand Oaks: Sage.
Richards, L. (2009). Handling qualitative data: a practical guide.Thousand Oaks : Sage.
Rolin Kristina (2006). 'The Bias Paradox in Feminist Standpoint Epistemology', Episteme: A Journal of Social Epistemology 3.1 (2006) 125-136 available at link.
Web Centre for Social Research Methods (2006). (Qualitative validity)
Is it necessary to apply a design framework? Not everyone does. Qualitative research is more than the application of a set of methods. Using a framework is not strictly necessary, many studies do not report on a framework (Goodrick, 2011). Some research is very pragmatic, and reports the aim of a study, the methods used, without discussing an underpinning framework. But a framework can help act as a road map to guide the research process (Goodrick, 2011) and can help focus and refine study. A framework will often direct how to use a method and avoid the contradictory use of methods. What differentiates a methodology from another is how you as a researcher think about the data, and how you then conceptualise, and think from the data (Richard and Morse, 2007, p 48). Different ways of doing things tend to reflect epistemological positions.
It can be hard to get a sense of possible qualitative research design frameworks, since over time they have been categorised in different ways and new frameworks were developed. Frameworks generally reflect research traditions which are not static.
Any framework chosen has to be appropriate to answer research question. There needs to be a logic informing the research design decision. Any decision needs to be part of a strategy developed to answer a research question. These strategies do not necessarily have to come from a framework. You may want to do a before and after comparison, comparing two places experiencing the same problem in a different context. But whatever is done, whatever choices are made, have to be explained.
Note also that multiple frameworks can be used, but this should probably be avoided if you are not very experienced (Goodrick, 2011).
Sometimes, design frameworks are not appropriate. In those cases, researchers can consider a more generic qualitative inquiry approach.
Generic qualitative inquiry is not guided by an explicit set of philosophical assumptions as is the case in ethnography, grounded theory and phenomenology for instance. But it has to be valid and apply rules and methods recognised in qualitative research - exploratory research that seeks understanding and discovery.
Generic qualitative inquiry generally uses thematic analysis to analyse data.
Can involve tapes, photographs, maps, documents, diaries, letters, websites, movies, photographs, objects. Public documents can be easily accessible and research them does not require ethics application; but it is still important to choose documents well.
• Documents need to be evaluated in terms of authenticity, representativeness, meaning and credibility (Denscombe, 201, p 222)
• Most documents have been generated for a specific purpose and are already the result of some form of interpretation
• Keep in mind potential copyright issues
Banks. M. (2001). Visual methods in social research. London: Sage
Loizos, P. (2000). 'Video, film and photographs as research documents' in M.W. Bauer 7 G.
Gaskell (eds) Qualitative researching with Text, Image and Sound, London: Sage
Platt, J. (1981). ‘Evidence and proof in documentary research’, The Sociological Review 21/1, pp 31-66.
Scott, J. (1990). A matter of record. Cambridge: Polity Press
A focus group is a planned sample of participants who are selected for who they are or their experience. Finding participants can be time consuming. This can be done by word of mouth, through the use of key informants, by advertising, or through existing social networks. Incentives, whether gift vouchers or presents, may need to be offered to encourage participation. The possible longer term benefit to groups the participant belongs too, may in some cases be seen as an incentive in itself. Focus groups can be defined as in-depth qualitative interviews or organised discussions held with a small number of carefully selected individuals brought together to discuss a particular topic, so a researcher can gain information about their views and experiences of a topic. Focus groups originated in marketing research and are now also widely used in social research. Focus groups allow a researcher to draw upon respondents’ attitudes, feelings, beliefs, experiences and reactions. Focus groups • Provide qualitative data • Group discussion data • Focus on process and on interaction (Saha, 2006)
For more information, see focus group.
Interviews are very useful for collecting data on individuals’ personal histories, perspectives, and experiences. A qualitative research interview often examines factual and meaning levels. Interviews may also be useful as follow-up certain respondents to questionnaires.
Interviews can be unstructured with few prepared questions, semi-structured interview which follows an overall structure but allow for more some prompting and probing, or fully structured, with all questions pre-prepared.
Conversation analysis (CA) studies all kinds of conversations. It is based on the idea that talk makes things happen and that the conversation analyst has something to say about how (Antaki, 2002). CA focuses on what participants see and hear. CA analysis does not attempt to include what is hidden or what cannot be known (e.g. emotions). Conversation analysis generally uses video or audio recordings, which are transcribed and analysed.
AIEMCA ( Australian Institute for Ethnomethodology and Conversation Analysis) website : http://aiemca.net/
Antaki Charles (1988) (ed). Analysing everyday explanation : a casebook of methods London : Newbury Park [Calif.] : Sage Publication. UC Library HM258.A72 1988
Antaki Charles (1994). Explaining and arguing : the social organization of accounts. London ; Thousand Oaks Calif. : Sage Publications. UC library P302.8.A58 1994
Antaki Charles (2002) An introductory tutorial in Conversation Analysis. Online at <http://www-staff.lboro.ac.uk/~ssca1/sitemenu.htm>. Accessed on 27 April 2011.
Antaki, Charles (2009). ‘An introduction to Conversation Analysis’ in Pertti Alasuutari, Leonard Bickman, Julia Brannen (eds.) The SAGE Handbook of Social Research Methods.
Hutchby, Ian (2008). Conversation analysis. Cambridge : Polity, 2008. UC Library P95.45.H88 2008
Hutchby, Ian and Wooffitt, Robin (2008). Conversation Analysis (2nd Edition). Cambridge: Polity Press. UC Library P95.45.H88 2008
Sacks, H (1992). Lectures on Conversation. Oxford: Basil Blackwell. UC Library P95.45.H37 1992
Sidnell, Jack (2009). Conversation analysis : comparative perspectives. Cambridge : Cambridge University Press. UC Library P95.45.C66 2009
Sidnell, Jack (2010). Conversation Analysis: An introduction. Chichester: Wiley-Blackwell. Schegloff, E A (1988) ‘Goffman and the analysis of conversation’. In Drew P. and Wootton A. (eds) Erving Goffman: Exploring the Interaction Order. Cambridge Polity Press.
ten Have, P (1999). Doing Conversation Analysis. London: Sage Publications
ten Have online site available at http://www.paultenhave.nl/
Wooffitt, Robin (2005) Conversation Analysis and Discourse Analysis: a Comparative and Critical Introduction. London: Sage. UC Library P95.45.W66 2005
Analyses ‘texts’ (written, drawn, audio, visual). Tends to be quantitative, as it involves quantifying contents, but can be qualitative when it is interpretative and takes into account contexts.
Generally content analysis involves counting and coding (emergent or a priori) defined units of analysis (e.g. letters or words, paragraphs…). Holsti (1969, p 14) defines content analysis as, "any technique for making inferences by objectively and systematically identifying specified characteristics of messages" . Content analysis is widely used to analyse media as it can be very useful to systematically go through large data sets . It has been used to discover and describe the focus of individual, group, institutional, or social attention (Weber, 1990). Holsti (1969) sees three basic uses to content analysis
Content analysis has been criticised for not capturing the context of a text, though more recently practitioners do take context into account e.g. Krippendorf
Berelson, B. (1952). Content analysis in communication research. Glencoe: Free Press. UC Library P93.B4 1971.
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Loughborough University (UK) Department of Social Sciences website about content analysis http://www.lboro.ac.uk/research/mmethods/resources/links/ca.html
Manning, Peter K. & Cullum-Swan, Betsy (1994). ‘Narrative, content and semiotic analysis’, in Denzin & Lincoln (eds) Handbook of Qualitative Research Thousand Oaks: Sage.
Neuendorf, Kimberly A.: The Content Analysis Guidebook Online (2002): http://academic.csuohio.edu/kneuendorf/content/
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Refers to a set of methods and theories for investigating language in use and language in social contexts. Discourse analysis focuses on the implied meaning of a text, rather than on its explicit content (Denscombe, 2010, p 287). It is based on the idea that words and images do not just depict reality, but create and sustain reality. Analysis involves deconstructing data, to expose what it is generating.
Fairclough N. (2003). Analysing discourse: textual analysis for social research. New Yourk: Routledge.
Loughborough University Department of Social Sciences on Discourse Analysis for analysing media content
Phillips, N. & Hardy, C. (2002). Discourse analysis: investigating processes of social construction. Thousand Oaks, Ca: Sage publications.
The concept is generally attributed to the work of Erving Goffman (1974). It is based on the idea that the way we react, perceive things depends on the way they are framed. Frames thus organise ideas, make sense of events for the reader, tell what is relevant and what is an issue is and by doing so make the world presented look natural, self evident.
Frame analysis aims to unpack this process by examining the major cognitive schemata used to interpret the world and communicate about it (or frames). Frames are 'constructed from and embodied in the keywords, metaphors, concepts, symbols, and visual images' (Entman, 1991).
Relates to a story analysed for how stories construct the social world.
Labov, W. & Waltezky, J. (1997/1967). 'Narrative analysis: oral versions pf personal experience'. Journal of narrative and life history, 7 (1-4), 3-38.
Braun, V. & Clarke, V. (2006). Using thematic analysis in psychology. Qualitative Research in Psychology, 3, 77-101. Eprint | Publisher page
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Chenail, Ronald J. (2011). YouTube as a Qualitative Research Asset: Reviewing User Generated Videos as Learning Resources. The Qualitative Report Volume 16 Number 1
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Creswell, J.W. (2007. Qualitative inquiry and research design: choosing among five traditions, Thousand Oaks, CA: Sage.
Crotty, Michael (1998). The foundations of social research: meaning and perspective in the research process, St Leonards, NSW : Allen & Unwin , 1998.
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Fuss, D. (1989. Essentially speaking: feminism, nature and difference, New York: Routledge
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Guba, E. G & Lincoln, Y. S. (1994). "Competing paradigms in qualitative research." Pp.105-117 In Denzin and Lincoln (eds.) Handbook of Qualitative Research. .
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Kuhn, Thomas (1970). The structure of scientific revolutions, Chicago: University of Chicago Press: .
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Maxwell, JA. (1992). Understanding validity in qualitative research. Harvard Educational Review. 62(3), pp. 279-300.
Mertens, Donna (2009). Transformative research and evaluation, New York: Guilford Press .
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Morgan, David L.(2007). ‘Paradigms Lost and Pragmatism Regained : Methodological Implications of Combining Qualitative and Quantitative Methods’. Journal of Mixed Methods Research 1/1, pp 48 – 76
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