Flute

Musical instruments, such as flutes, in which a column of air is set in vibration by regular pulsations derived from a current of air directed by the lips of the executant against the side of the orifice serving as embouchure, appear to be of very ancient origin. The Hindus, Chinese and Japanese claim to have used these modes of blowing from time immemorial. The ancient Egyptians had a long pipe held obliquely and blown across the end of the pipe itself at its upper extremity; it was known as Saïb-it12 and was frequently figured on the monuments. The same instrument, called “nay,” is still used in Mahommedan countries. The oblique aulos of the Greeks, plagiaulos,13 was of Egyptian origin and was perhaps at first blown from the end as described above,14 since we know that the Greeks were familiar with that method of blowing in the syrinx or pan-pipe. The instruments preserved at the British Museum15 having lateral embouchures show, however, that they were also acquainted—probably through the Hindus—with the transverse flute, although in the case of these specimens a reed must have been inserted into the mouth-hole or no sound would have been obtained.

Fig. 3.—Transverse Flute. 1st or 2nd century A.D. From the Tope at Amarābati, British Museum.

The high antiquity of a lateral embouchure in Europe is generally admitted; the flute evidently penetrated from the East at some period not yet determined. A transverse flute is seen on Indian sculptures of the Gandhara school showing Greek influence, and dating from the beginning of our era (fig. 3). But although the transverse flute was evidently known to the Greeks and Romans, it did not find the same favour as the reed instruments known as auloi. We have no evidence of the survival of the transverse flute after the fall of the Roman empire until it filtered through from Byzantine sources during the early middle ages. Instances of the flute occur on a group of caskets16 of Italo-Byzantine work of the 9th or 10th century, while of purely Byzantine origin we find examples of flutes in Greek MSS.17 preserved in Paris, at the British Museum and elsewhere. There is moreover in the cathedral of St Sophia at Kiev18 an orchestra depicted on frescoes said to date from the 11th century; among the musicians is a flautist.

The first essentially western European trace of the transverse flute occurs in a German MS. of the 12th century, the celebrated Hortus deliciarum of the abbess Herrad von Landsperg.19 Fol. 221 shows a syren playing upon the transverse flute, which Herrad explains in a legend as tibia; in the vocabulary the latter is translated swegel. In the 13th century it occurs among the miniatures of the fifty-one musicians in the beautiful MS. Las Cantigas de Santa Maria in the Escorial, Madrid.20 Eustache Deschamps, a French poet of the 14th century, in one of his ballads, makes mention of the “flute traversaine,” and we are justified in supposing that he refers to the transverse flute. It had certainly acquired some vogue in the 15th century, being figured in an engraving in Sebastian Virdung’s celebrated work,21 where it is called “Zwerchpfeiff,” and, with the drums, it already constituted the principal element of the military music. Agricola (op. cit.) alludes to it as the “Querchpfeiff” or “Schweizerpfeiff,” the latter designation dating, it is said, from the battle of Marignan (1515), when the Swiss troops used it for the first time in war.

From Agricola onwards transverse flutes formed a complete family, said to comprise the discant, the alto and tenor, and the bass— respectively. Praetorius22 designates the transverse flute as “Flauta traversa’ Querpfeiff” and “Querflöt,” and gives the pitch of the bass in the tenor and alto in and the discant in as varieties then in use. A flute concert at that time included two discants, four altos or tenors, and two basses. The same author distinguishes between the “Traversa” and the “Schweizerpfeiff” or fife (which he also calls “Feldpfeiff,” i.e. military flute), although the construction was the same. There were two kinds of “Feldpfeiff,” in and respectively; they were employed exclusively with the military drum.

Mersenne’s23 account of the transverse flute, then designated “flûte d’Allemagne” or “flûte allemande” in France, and an “Air de Cour” for four flutes in his work lead us to believe that there were then in use in France the soprano flute in the tenor or alto flute in and the bass flute descending to . The museum of the Conservatoire Royal of Brussels possesses specimens of all these varieties except the last. All of them are laterally pierced with six finger-holes; they have a cylindrical bore, and are fashioned out of a single piece of wood. Their compass consists of two octaves and a fifth. Mersenne’s tablature for fingering the flute differs but little from those of Hotteterre-le-Romain24 and Eisel25 for the diatonic scale; he does not give the chromatic semitones and the flute had as yet no keys.

Fig. 4. Fig. 5.

Fig. 4.—Bass Flute. From Museo Civico, Verona (facsimile).

Fig. 5.—Bass Flute. Brussels Museum.

The largest bass flute in the Brussels museum is in at the French normal pitch A 435 double vibrations per second. It measures 0.95 m. from the centre of the blow orifice to the lower extremity of the tube. The disposition of the lateral holes is such that it is impossible to cover them with the fingers if the flute is held in the ordinary way. The instrument must be placed against the mouth in an almost vertical direction, inclining the extremity of the tube either to the right or the left. This inconvenient position makes it necessary that the instrument should be divided into two parts, enabling the player to turn the head joint that the embouchure may be most commodiously approached by the lips, which is not at all easy. The first and fourth of the six lateral holes are double in order to accommodate both right- and left-handed players, the holes not in use being stopped up with wax. The bass flute shown in fig. 4 is the facsimile of an instrument in the Museo Civico of Verona. The original, unfortunately no longer fit for use, is nevertheless sufficiently well preserved to allow of all its proportionate measurements being given. The lowest note, E♭, is obtained with a remarkable amplitude of sound, thus upsetting a very prevalent opinion that it is impossible to produce by lateral insufflation sounds which go a little lower than the ordinary limit downwards of the modern orchestral flute.26

The bass flute cited by Mersenne should not differ much from that of the Museo Civico at Verona. We suppose it to have been in , and that it was furnished with an open key like that which was applied to the recorders (flûtes douces) of the same epoch, the function of the key being to augment by another note the compass of the instrument in the lower part. A bass flute in G similar to the one in fig. 5 is figured and described in Diderot and D’Alembert’s encyclopaedia 27 (1751). According to Quantz,28 it was in France and about the middle of the 17th century that the first modifications were introduced in the manufacture of the flute. The improvements at this period consisted of the abandonment of the cylindrical bore in favour of a conical one, with the base of the cone forming the head of the instrument. At the same time the flute was made of three separate pieces called head, body, and tail or foot, which were ultimately further subdivided. The body or middle joint was divided into two pieces, so that the instrument could be tuned to the different pitches then in use by a replacement with longer or shorter pieces. It was probably about 1677, when Lully introduced the German flute into the opera, that recourse was had for the first time to keys, and that the key of D# was applied to the lower part of the instrument.29 The engraving of B. Picart, dated 1707, given in Hotteterre’s book, represents the flute as having reached the stage of improvement of which we have just spoken. In 1726 Quantz,30 finding himself in Paris, had a second key applied to the flute, placed nearly at the same height as the first, that of the , intended to differentiate the D# and the E♭.31 This innovation was generally well received in Germany, but does not appear to have met with corresponding success in other countries. In France and England manufacturers adopted it but rarely; in Italy it was declared useless.32 About the same time flutes were constructed with the lower extremity lengthened sufficiently to produce the fundamental C, and furnished with a supplementary key to produce the C♯. This innovation, spoken of by Quantz,33 did not meet with a very favourable reception, and was shortly afterwards abandoned. Passing mention may be made of the drawing of a flute with a C key in the Music-Saal of J.F.B. Majer (Nuremberg, 1741), p. 45.

The tuning of the instrument to different pitches was effected by changes in the length, and notably by substituting a longer or shorter upper piece in the middle joint. So wide were the differences in the pitches then in use that seven such pieces for the upper portion of it were deemed necessary. The relative proportions between the different parts of the instrument being altered by these modifications in the length, it was conceived that the just relation could be re-established by dividing the foot into two pieces, below the key. These two pieces were adjusted by means of a tenon, and it was asserted that, in this way, the foot could be lengthened proportionately to the length of the middle joint. Flutes thus improved took the name of “flûtes à registre.” The register system was, about 1752, applied by Quantz to the head joint34 and, the embouchure section being thus capable of elongation, it was allowable to the performer, according to the opinion of this professor, to lower the pitch of the flute a semitone, without having recourse to other lengthening pieces, and without disturbing the accuracy of intonation.

The upper extremity of the flute, beyond the embouchure orifice, is closed by means of a cork stopper. On the position of this cork depends, in a great measure, the accurate tuning of the flute. It is in its right place when the accompanying octaves are true. Quantz, in speaking of this accessory, mentions the use of a nut-screw to give the required position to the cork.35 He does not name the inventor of this appliance, but, according to Tromlitz,36 the improvement was due to Quantz himself. The invention goes back to 1726.

When the Method of Quantz appeared there were still in use, besides the orchestral flute in D, the little fourth flute in G, the low fourth flute in A, and the flûte d’amour a note higher; in France they had, moreover, the little octave flute in D (octave). A bass flute in D had also been attempted (see fig. 5). When Ribock published his Bemerkungen über die Flöte37 the flute had already the five keys here shown. This author states that the inventor of these new keys is not known to him, but that either Kusder, a musical instrument-maker in London, or Johann Georg Tromlitz of Leipzig was the originator, since he has not been able to trace those keys on the flutes of any other maker. Although Tromlitz does not claim for himself the invention of the keys for F, G♯ and B♭, he states that “he had occupied himself for several years in applying these keys so as not to augment the difficulty of playing, but on the contrary to render the handling of them as easy as possible.”38 In the later work published in 1800,39 however, he seems to attribute the invention of these keys to Richard Potter of London; he says that he has never yet been fortunate enough to come across a good flute by that maker—“the flute has certainly gained by the addition of the keys for F, G♯ and B♭, but this is not everything, for on such a flute much must perforce be left unattempted.... Only a flute with eight keys according to my invention is capable of everything.” It would seem, moreover, from circumstantial evidence stated clearly and on good authority by Rockstro40 that the keys for F, G♯ and B♭ must have been used first in England and made by Richard Potter before 1774. The higher key of C adopted from 1786 by Tromlitz, we believe to have been first recommended by Ribock (1782).41 Tromlitz in Über Flöten describes at length what may be termed the first systematic effort to overcome the difficulties created by the combination of open holes and closed keys. He attempted to solve the question by determining the positions of the holes according to the exigencies of fingering instead of subordinating them to the more arbitrary theories connected with the musical scale.

In 1785 Richard Potter improved Quantz’s slide applied to the head joint as well as to the register of the foot by a double system of tubes forming double sliding air-tight joints. In the document42 describing this improvement Potter patented the idea of lining the holes with silver tubes and of adapting metal conical valves to the keys. Potter’s patent conical valves were an adaptation of the contrivance first invented by J.F. Boie or Boye of Göttingen,43 who used pewter for the plugs, and silver for lining the holes. The keys mentioned in the patent were four—D♯, F, G♯, A♯. The idea of extending the compass of the flute downwards was taken up again about the same time by two players of the flute in London named Tacet and Florio. They devised a new disposition of the keys C and C#, and confided the execution of their invention to Potter. In Dr Arnold’s New Instructions for the German Flute occurs a tablature, the engraving of which goes back to the end of the 18th century, and bears the following title, “A Complete Drawing and Concise Scale and Description of Tacet and Florio’s new invented German Flute, with all the additional keys explained.” It explains the use of six keys—C, C♯, D♯, F, G♯, A♯—that are not always figured, because the employment of so many keys was at once admitted. Tromlitz himself, who, however, made flutes with nine keys—adding E♭, another F, and C♮, declared that he was not in favour of so great a complication, and that he preferred the flute with only two keys, D♯ and E♭, with a register foot joint and a cork nut-screw at the head joint. This instrument met all requirements. He was always much opposed to the use of the old keys for C♮ and C♯, because they altered the recognised quality of tone of the instrument. When Tromlitz published his method, the family of flutes had become modified. It comprehended only the typical flute in D, the flûte d’amour a minor third lower, a “third” flute a minor third higher, and, finally, the little octave flute.

While Tromlitz was struggling in Germany with the idea of augmenting the compass of the flute downwards by employing open keys for C♮ and C♯, an Italian, Giovanni Batista Orazi,44 increased the scale of the instrument downwards by the application of five new keys, viz. B, B♭, A, A♭, and G. At the same time that he produced this invention 45 he conceived the plugging of the lateral holes by the valve keys then recently invented by Potter. But it was hardly possible to obtain a perfect plugging of seven lateral holes with the aid of as many keys, for the control of which there were only the two little fingers, and therefore this invention of Orazi proved a failure.

In 1808 the Rev. Frederick Nolan,46 of Stratford, near London, conceived an open key, the lever of which, terminating by a ring, permitted the closing of a lateral hole at the same time the key was being acted upon. The combination in this double action is the embryo of the mechanism that a little later was to transform the system of the flute. Two years later Macgregor,47 a musical-instrument maker in London, constructed a bass flute an octave lower than the ordinary flute. The idea was not new, as is proved by the existence of the bass flute mentioned above. The difference between the two instruments lies in the mechanism of the keys. That employed by Macgregor consisted of a double lever, a contrivance dating from before the middle of the 18th century, of which the application is seen in an oboe of large dimensions preserved in the National Museum at Munich.48

In 1811 Johann Nepomuk Capeller invented the extra D[natural] hole and key, which is still in constant use on every flute of modern construction.49

About 1830 the celebrated French flautist Tulou added two more keys, those of F♯ and C♯, and a key, called “de cadence,” to facilitate the accompanying shakes.

To increase the number of keys, to improve their system of plugging, and to extend the scale of the instrument in the lower region,—these had hitherto been the principal problems dealt with in the improvement of the flute. No maker, no inventor to whose labours we have called attention, had as yet devoted his attention to the rational division of the column of air by means of the lateral holes. In 1831 Theobald Boehm, a Bavarian, happening to be in London, was struck with the power of tone the celebrated English performer Charles Nicholson drew from his instrument. Boehm learned, and not without astonishment, that his English colleague obtained this result by giving the lateral holes a much greater diameter than was then usually admitted. About the same time Boehm made the acquaintance of an amateur player named Gordon, who had effected certain improvements; he had bored the lateral hole for the lower E, and had covered it with a key, while he had replaced the key for F with a ring. These innovations set Boehm about attempting a complete reform of the instrument.50 He went resolutely to work, and during the year 1832 he produced the new flute which bears his name. This instrument is distinguished by a new mechanism of keys, as well as by larger holes disposed along the tube in geometrical progression.

Boehm’s system had preserved the key of G♯ open; Coche,51 a professor in the Paris Conservatoire, assisted by Auguste Buffet the younger, a musical-instrument maker in that city, modified Boehm’s flute by closing the G♯ with a key, wishing thus to render the new fingering more conformable to the old. He thus added a key, facilitating the shake upon C♯ with D♯, and brought about some other changes in the instrument of less importance.

Boehm had not, however, altered the bore of the flute, which had been conical from the end of the 17th century. In 1846, however, he made further experiments, and the results obtained were put in practice by the construction of a new instrument, of which the body was given a cylindrical bore, while the diameter of the head was modified at the embouchure, the head-joint becoming parabolic (see fig. 2). The inventor thus obtained a remarkable equality in the tones of the lower octave, a greater sonorousness, and a perfect accuracy of intonation, by establishing the more exact proportions which a column of air of cylindrical form permitted.

The priority of Boehm’s invention was long contested, his detractors maintaining that the honour of having reconstructed the flute was due to Gordon. But an impartial investigation vindicates the claim of the former to the invention of the large lateral holes.52 His greatest title to fame is the invention of the mechanism which allows the production of the eleven chromatic semitones intermediate between the fundamental note and its first harmonic by means of eleven holes so disposed that in opening them successively they shorten the column of air in exact proportional quantities.53 Boehm (Essays, &c.) published a diagram or scheme to be adopted in determining the position of the note-holes of wind instruments for every given pitch. This diagram gives the position of the intermediate holes which he had been enabled to establish by a rule of proportion based on the law of the lengths of strings.

The Boehm flute, notwithstanding the high degree of perfection it has reached, has not secured unanimous favour; even now there are players who prefer the ordinary flute. The change of fingering required for some notes, the great delicacy and liability to derangement of the mechanism, have something to do with this. In England especially, the ordinary flute retains many partisans, thanks to the improvements introduced by a clever player, Abel Siccama, in 1845 (Patent No. 10,553). He bored the lateral holes of E and A lower, and covered them with open keys. He added some keys, and made a better disposition of the other lateral holes, of which he increased the diameter, producing thus a sonorousness almost equal to that of the Boehm flute, while yet preserving the old fingering for the notes of the first two octaves. But in spite of these improvements the old flute will not bear an impartial comparison with that of Boehm.

A flute constructed on a radically new system by Signor Carlo Tommaso Georgi and introduced in 1896 places the technique of the instrument on an entirely new and simple basis. The principal features of this flute consist in an embouchure placed at the upper extremity of the tube instead of at the side, which allows the instrument to be held in a perpendicular position; no tuning cork is required. There are eleven holes mathematically placed in the tube which give the semitones of the scale; there are no keys. The eleven holes are fingered by the fingers and thumbs, the C♯ hole being closed by the side of the left fore-finger. All the notes are obtained by means of simple fingering as far as G♯ of the third octave, the remaining notes of which are produced by cross-fingering. For the convenience of players with short fingers keys can be added, and the head of the Georgi flute can be used with any cylinder flute. The compass of the Georgi flute is almost the same as that of the concert flute; viz. If the lower C and C♯ are required, extra holes and keys can be added. Everything that is possible on the Boehm flute is possible on the Georgi and more, owing to the simplicity of the fingering; each finger having but one duty to perform, all trills are equally easy. The tone is the true flute tone, brilliant and sympathetic.54

The old English fipple flute, or flûte à bec, is described under the headings Recorder and Flageolet.