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1. Securities and Exchange Commission: The Securities and Exchange Commission (SEC) is a regulatory agency created during the New Deal in order to minimize abuse by corporate management of a company's shareholders. While the relatively recent abuses epitomized by Enron, and the more recent ... [100%] 2023-02-15 [United States Government Agencies] [Finance]...
2. Polish Securities and Exchange Commission: The Polish Securities and Exchange Commission, (Polish: Komisja Papierów Wartościowych i Giełd), (KPWiG) was the financial government agency responsible for supervising compliance with regulations governing honest trade and competition until 2006 when it was absorbed into the Polish Financial Supervision ... (Government regulatory body overseeing the stock market) [89%] 2023-11-13 [Defunct government agencies of Poland] [Finance in Poland]...
3. U.S. Securities and Exchange Commission: The U.S. Securities and Exchange Commission (SEC) is an independent agency of the United States federal government, created in the aftermath of the Wall Street crash of 1929. (Government agency overseeing stock exchanges) [89%] 2025-01-20 [U.S. Securities and Exchange Commission] [Financial services companies established in 1934]...
4. Liu v. Securities and Exchange Commission: Liu v. Securities and Exchange Commission, 591 U.S. [81%] 2024-01-13 [2020 in United States case law] [United States securities case law]...
5. Securities and Futures Commission: The Securities and Futures Commission (SFC) of Hong Kong is the independent statutory body charged with regulating the securities and futures markets in Hong Kong. The SFC is responsible for fostering an orderly securities and futures markets, to protect investors ... (Hong Kong statutory body) [73%] 2024-01-13 [Financial regulatory authorities of Hong Kong] [Securities (finance)]...
6. Securities and Futures Commission: The Securities and Futures Commission (SFC) of Hong Kong is the independent statutory body charged with regulating the securities and futures markets in Hong Kong. The SFC is responsible for fostering an orderly securities and futures markets, to protect investors ... (Finance) [73%] 2023-11-16 [Securities (finance)]
7. Exchange; Exchanger: EXCHANGE; EXCHANGER eks-chanj', eks-chan'-jer. See BANK; BANKING. eks-chanj', eks-chan'-jer. See BANK; BANKING. [71%] 1915-01-01
8. Australian Securities Exchange: El Australian Securities Exchange o en español conocido como el Mercado de Valores de Australia (ASX) es la principal bolsa de valores en Australia. La Bolsa de Valores empezó como una bolsa estatal separada establecida a principios de 1861. [67%] 2024-01-13
9. Uganda Securities Exchange: The Uganda Securities Exchange (USE) is the principal stock exchange of Uganda. It was founded in June 1997. (Principal stock exchange of Uganda) [67%] 2023-12-17 [Stock exchanges in Africa] [Financial services companies of Uganda]...
10. Canadian Securities Exchange: Canadian Securities Exchange (CSE), operated by CNSX Inc., is a stock exchange domiciled in Canada. When recognized by the Ontario Securities Commission in 2004, CSE was the first new exchange approved in Ontario in 70 years. (Stock exchange in Toronto, Canada) [67%] 2023-12-17 [Financial services companies established in 2004] [Stock exchanges in Canada]...
11. Canadian Securities Exchange: The Canadian Securities Exchange (CSE) is the name of the stock exchange that is based in Canada and is managed by CNSX Inc. When it was certified by the Ontario Securities Commission in 2004, the CSE became the first new ... [67%] 2023-12-17 [Financial services companies established in 2004] [Stock exchanges in Canada]...
12. Ulaanbaatar Securities Exchange: Ulaanbaatar Securities Exchange (UBX) was established on May 1, 2015. UBX has acquired trading and clearing licenses from Financial Regulatory Commission in the same year. (Finance) [67%] 2023-11-21 [Securities (finance)]
13. Australian Securities Exchange: {{Infobox exchange |name = Australian Securities Exchange |logo = Asx-logo-100px-grey.svg |Industry = Diversified Financials |type = Stock exchange, Futures exchange, Clearing House |city = Sydney |country = Australia |coor = |foundation = 1987; 36 years ago (1987) |owner = ASX LimitedASX: ASX |key_people = Helen Lofthouse ... (Company) [67%] 2023-12-20 [Futures exchanges]
14. International Securities Exchange: International Securities Exchange Holdings, Inc. (ISE) is a wholly owned subsidiary of American multinational financial services corporation Nasdaq, Inc. (Company) [67%] 2023-12-17 [Stock exchanges in the United States] [Companies (Finance)]...
15. Ontario Securities Commission: The Ontario Securities Commission (OSC) is a regulatory agency which administers and enforces securities legislation in the Canadian province of Ontario. The OSC is an Ontario Crown agency which reports to the Ontario legislature through the Minister of Finance. (Canadian provincial securities regulatory agency) [66%] 2023-05-31 [Crown corporations of Ontario] [Financial regulatory authorities of Canada]...
16. Australian Securities and Investments Commission: The Australian Securities and Investments Commission (ASIC) is an independent commission of the Australian Government tasked as the national corporate regulator. ASIC's role is to regulate company and financial services and enforce laws to protect Australian consumers, investors and ... (Corporate regulation agency of the Australian Government) [65%] 2024-11-14 [Australian Securities and Investments Commission] [Government agencies established in 1998]...
17. Securities: Securities are paper certificates (definitive securities) or electronic records (book-entry securities) evidencing ownership of equity (stocks) or debt obligations (bonds). States grant owners of equity securities certain rights and protections as set forth in corporate, partnership and limited liability ... [62%] 2024-01-13 [Finance] [Economics]...
18. Securities: Securities are paper certificates (definitive securities) or electronic records (book-entry securities) evidencing ownership of equity (stocks) or debt obligations (bonds). States grant owners of equity securities certain rights and protections as set forth in corporate, partnership and limited liability ... [62%] 2023-03-07 [Finance] [Economics]...
19. National Securities and Stock Market Commission (Ukraine): The National Securities and Stock Market Commission of Ukraine (Ukrainian: Національна комісія з цінних паперів та фондового ринку України) or NSSMC (Ukrainian: НКЦПФР) is a public institution, which carries out the supervision of participants of Ukrainian capital markets, ensures enhancing stability, competitiveness and development of the capital. (Ukraine) [59%] 2023-12-29 [1995 establishments in Ukraine] [Independent agencies of the Ukrainian government]...
20. African Securities Exchanges Association: African Securities Exchanges Association (ASEA) is trade association for securities exchanges in Africa headquartered in Nairobi, Kenya. The associations aim is to provide a formal framework for the mutual co-operation of securities exchanges in the African region. (Overview of Stock exchanges in Africa) [55%] 2024-01-13 [Stock exchanges in Africa] [Finance industry associations]...