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1. Securities and Exchange Commission: The Securities and Exchange Commission (SEC) is a regulatory agency created during the New Deal in order to minimize abuse by corporate management of a company's shareholders. While the relatively recent abuses epitomized by Enron, and the more recent ... [100%] 2023-02-15 [United States Government Agencies] [Finance]...
2. Polish Securities and Exchange Commission: The Polish Securities and Exchange Commission, (Polish: Komisja Papierów Wartościowych i Giełd), (KPWiG) was the financial government agency responsible for supervising compliance with regulations governing honest trade and competition until 2006 when it was absorbed into the Polish Financial Supervision ... (Government regulatory body overseeing the stock market) [89%] 2023-11-13 [Defunct government agencies of Poland] [Finance in Poland]...
3. U.S. Securities and Exchange Commission: The U.S. Securities and Exchange Commission (SEC) is an independent agency of the United States federal government, created in the aftermath of the Wall Street crash of 1929. (Government agency overseeing stock exchanges) [89%] 2025-01-20 [U.S. Securities and Exchange Commission] [Financial services companies established in 1934]...
4. Liu v. Securities and Exchange Commission: Liu v. Securities and Exchange Commission, 591 U.S. [81%] 2024-01-13 [2020 in United States case law] [United States securities case law]...
5. Securities commission: A securities commission, securities regulator or capital market authority is a government department or agency responsible for financial regulation of securities products within a particular country. Its powers and responsibilities vary greatly from country to country, but generally cover the ... [80%] 2025-06-29 [Financial regulatory authorities] [Securities and exchange commissions]...
6. Securities Commission (Brazil): The Securities and Exchange Commission of Brazil (CVM) (Portuguese: Comissão de Valores Mobiliários) is the securities market authority in Brazil. It regulates the capital markets in Brazil and all of its participants. (Brazil) [80%] 2025-06-29 [Securities and exchange commissions] [Government agencies of Brazil]...
7. Securities and Futures Commission: The Securities and Futures Commission (SFC) of Hong Kong is the independent statutory body charged with regulating the securities and futures markets in Hong Kong. The SFC is responsible for fostering an orderly securities and futures markets, to protect investors ... (Hong Kong statutory body) [72%] 2024-01-13 [Financial regulatory authorities of Hong Kong] [Securities (finance)]...
8. Securities and Futures Commission: The Securities and Futures Commission (SFC) of Hong Kong is the independent statutory body charged with regulating the securities and futures markets in Hong Kong. The SFC is responsible for fostering an orderly securities and futures markets, to protect investors ... (Finance) [72%] 2023-11-16 [Securities (finance)]
9. Exchange; Exchanger: EXCHANGE; EXCHANGER eks-chanj', eks-chan'-jer. See BANK; BANKING. eks-chanj', eks-chan'-jer. See BANK; BANKING. [71%] 1915-01-01
10. Australian Securities Exchange: El Australian Securities Exchange o en español conocido como el Mercado de Valores de Australia (ASX) es la principal bolsa de valores en Australia. La Bolsa de Valores empezó como una bolsa estatal separada establecida a principios de 1861. [67%] 2024-01-13
11. Uganda Securities Exchange: The Uganda Securities Exchange (USE) is the principal stock exchange of Uganda. It was founded in June 1997. (Principal stock exchange of Uganda) [67%] 2023-12-17 [Stock exchanges in Africa] [Financial services companies of Uganda]...
12. Canadian Securities Exchange: Canadian Securities Exchange (CSE), operated by CNSX Inc., is a stock exchange domiciled in Canada. When recognized by the Ontario Securities Commission in 2004, CSE was the first new exchange approved in Ontario in 70 years. (Stock exchange in Toronto, Canada) [67%] 2023-12-17 [Financial services companies established in 2004] [Stock exchanges in Canada]...
13. Canadian Securities Exchange: The Canadian Securities Exchange (CSE) is the name of the stock exchange that is based in Canada and is managed by CNSX Inc. When it was certified by the Ontario Securities Commission in 2004, the CSE became the first new ... [67%] 2023-12-17 [Financial services companies established in 2004] [Stock exchanges in Canada]...
14. Ulaanbaatar Securities Exchange: Ulaanbaatar Securities Exchange (UBX) was established on May 1, 2015. UBX has acquired trading and clearing licenses from Financial Regulatory Commission in the same year. (Finance) [67%] 2023-11-21 [Securities (finance)]
15. Australian Securities Exchange: {{Infobox exchange |name = Australian Securities Exchange |logo = Asx-logo-100px-grey.svg |Industry = Diversified Financials |type = Stock exchange, Futures exchange, Clearing House |city = Sydney |country = Australia |coor = |foundation = 1987; 36 years ago (1987) |owner = ASX LimitedASX: ASX |key_people = Helen Lofthouse ... (Company) [67%] 2023-12-20 [Futures exchanges]
16. International Securities Exchange: International Securities Exchange Holdings, Inc. (ISE) is a wholly owned subsidiary of American multinational financial services corporation Nasdaq, Inc. (Company) [67%] 2023-12-17 [Stock exchanges in the United States] [Companies (Finance)]...
17. Cambodia Securities Exchange: The Cambodia Securities Exchange (CSX; Khmer: ក្រុមហ៊ុនផ្សារមូលបត្រកម្ពុជា, abbreviation: ផមក) is the national stock exchange of Cambodia. The exchange's purpose is to achieve high economic growth by facilitating flows of capital, investment, and reallocation of capital based on capital market mechanisms. (National stock exchange of Cambodia) [67%] 2025-06-29 [Stock exchanges in Southeast Asia] [Finance in Cambodia]...
18. Damascus Securities Exchange: The Damascus Securities Exchange (DSE) (Arabic: سوق دمشق للأوراق المالية, romanized: Sūq Dimashq lil-'Awrāq al-Māliyyah) is a stock exchange located in Damascus, Syria. Founded in 2009, it is the only stock exchange in Syria. (Syrian stock exchange) [67%] 2025-06-29 [Damascus] [Stock exchanges in Asia]...
19. Ontario Securities Commission: The Ontario Securities Commission (OSC) is a regulatory agency which administers and enforces securities legislation in the Canadian province of Ontario. The OSC is an Ontario Crown agency which reports to the Ontario legislature through the Minister of Finance. (Canadian provincial securities regulatory agency) [65%] 2023-05-31 [Crown corporations of Ontario] [Financial regulatory authorities of Canada]...
20. Securities Commission Malaysia: The Securities Commission Malaysia (Malay: Suruhanjaya Sekuriti Malaysia) is a Malaysian statutory body with responsibility for the development and regulation of capital markets in the country. It is located in Bukit Kiara, near the National Science Centre of Kuala Lumpur. (Malaysian statutory body) [65%] 2025-06-29 [Federal ministries, departments and agencies of Malaysia] [1993 establishments in Malaysia]...