List Of Financial Regulatory Authorities By Country

Short description: none

The following is an incomplete list of financial regulatory authorities by country.^[1]

Nonita D Aguilar, Philippines

List

A-B

Afghanistan - Da Afghanistan Bank (DAB)
Albania - Albanian Financial Supervisory Authority (FSA)
Algeria - Commission d'Organisation et de Surveillance des Opérations de Bourse (COSOB)
Andorra - Andorran Financial Authority (AFA)
Anguilla - Anguilla Financial Services Commission
Antigua & Barbuda - Financial Services Regulatory Commission
Argentina - Comisión Nacional de Valores [es] (CNV)
Armenia - Central Bank of Armenia (CBA)
Australia :
- Reserve Bank of Australia
- Australian Prudential Regulation Authority (APRA)
- Australian Securities and Investments Commission (ASIC)
- Australian Takeovers Panel
- Foreign Investments Review Board (FIRB)
- Australian Transaction Reports and Analysis Centre (AUSTRAC)
Austria:
- Financial Market Authority (FMA, Finanzmarktaufsichtsbehörde in German)
- Oesterreichische Nationalbank
- Austrian Takeover Commission (Übernahmekommission in German)
Azerbaijan:
- Financial Market Supervisory Authority of Azerbaijan ;
Bahamas:
- Central Bank of The Bahamas
- Securities Commission of the Bahamas
Bahrain - Central Bank of Bahrain
Bangladesh:
- Bangladesh Bank
- Securities and Exchange Commission (Bangladesh)
Barbados:
- Barbados Financial Services Commission
- Central Bank of Barbados
- Financial Intelligence Unit (Barbados)
Belarus :
- National Bank of the Republic of Belarus
Belgium:
- Financial Services and Markets Authority (FSMA - Autorité des services et marchés financiers/Authoriteit voor Financiële Diensten en Markten)
- National Bank of Belgium (NBB - Banque Nationale de Belgique/Nationale Bank van België)
Belize - International Financial Services Commission
Bermuda - Bermuda Monetary Authority
Bhutan - Royal Monetary Authority of Bhutan (RMA)
Bolivia - Autoridad de Supervisión del Sistema Financiero (ASFI)
Bosnia and Herzegovina:
- Republika Srpska Securities Commission for Republika Srpska
- Securities Commission of the Federation of Bosnia and Herzegovina ("Komisija za vrijednosne papire Federacije Bosne i Hercegovine")
Botswana:
- Non-Bank Financial Institutions Regulatory Authority (NBFIRA)
- Bank of Botswana (BOB)
Brazil :
- Central Bank of Brazil (BACEN, Banco Central do Brasil in Portuguese)
- Securities and Exchange Commission of Brazil (CVM, Comissão de Valores Mobiliários in Portuguese)
- Superintendency of Private Insurance (SUSEP, Superintendência de Seguros Privados in Portuguese)
British Virgin Islands - British Virgin Islands Financial Services Commission
Brunei - Brunei International Financial Center of the Ministry of Finance
Bulgaria - Financial Supervision Commission (Bulgaria) (FSC)

C-D

Cambodia
- National Bank of Cambodia (NBC)
- Non-bank Financial Services Authority^[2]
Canada :
- Bank of Canada
- Canada Deposit Insurance Corporation
- Office of the Superintendent of Financial Institutions (OSFI)
- Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)
- Financial Consumer Agency of Canada
- Canadian Securities Administrators (CSA)
  - Alberta Securities Commission
  - Autorité des marchés financiers - Québec
  - British Columbia Securities Commission (BCSC)
  - Ontario Securities Commission (OSC)
  - Financial and Consumer Services Commission, New Brunswick (FCNB)
- Investment Industry Regulatory Organization of Canada (IIROC)
- Mutual Fund Dealers Association (MFDA)
- Financial Services Commission of Ontario
- Financial Institutions Commission - Province of British Columbia
Cayman Islands - Cayman Islands Monetary Authority
Chile - Superintendencia de Valores y Seguros
China, People's Republic of:
- China Securities Regulatory Commission (CSRC)
- China Banking and Insurance Regulatory Commission (CBIRC)
- People's Bank of China (PBOC)
Colombia:
- Superintendencia Financiera de Colombia
- National Directorate of Taxes and Customs (DIAN)
Congo, the Democratic Republic of - Central Bank of Congo
Congo, The Republic of - Agence de Régulation des Transferts de Fonds (ARTF)
Costa Rica:
- Superintendencia General de Valores
- Superintendencia General de Seguros (Costa Rica)
Côte d'Ivoire - Banque Centrale des Etats de l'Afrique de l'Ouest
Croatia:
- Croatian Financial Services Supervisory Agency
- Croatian National Bank
Cyprus:
- Central Bank of Cyprus
- Cyprus Securities and Exchange Commission (CYSEC)
- Cyprus Insurance Companies Control Service (ICCS)
Czech Republic - Czech National Bank
Denmark - Financial Supervisory Authority (Denmark), (Finanstilsynet in Danish)
Dominica - Financial Service Unit of the Commonwealth of Dominica
Dominican Republic:
- Banco Central de la Republica Dominica
- Superintendencia de Bancos de la Republica Dominicana
- Superintendencia del Mercado de Valores de la Republica Dominicana

E-I

Ecuador - Superintendencia de Bancos
Egypt - Financial Regulatory Authority
El Salvador
- Superintendencia del Sistema Financiero
- Instituto De Garantía De Depósitos^[3] (IGD)
European Union:
- European Central Bank (ECB)
- European Banking Authority (EBA)
- European Securities and Markets Authority (ESMA)
- European Insurance and Occupational Pensions Authority (EIOPA)
- European Systemic Risk Board (ESRB)
Estonia:
- Financial Supervisory Authority of Estonia (Finantsinspektsioon in Estonian)
- Bank of Estonia (Eesti Pank in Estonian)
Faroe Islands - Insurance Authority of the Faroe Islands (Tryggingareftirlitið in Faroese) (For Insurance, Pension and mortgages all other finance is regulated by Financial Supervisory Authority (Denmark))
Finland - Financial Supervisory Authority, (FIN-FSA Finanssivalvonta in Finnish)
France :
- Financial Protection Regulatory Authority (France) (FPRA)
- Autorité des marchés financiers (France) (AMF)
Georgia - National Bank of Georgia
Germany - Federal Financial Supervisory Authority (BaFin - Bundesanstalt für Finanzdienstleistungsaufsicht)
Ghana:
- Securities and Exchange Commission (Ghana) (SEC)
- Bank of Ghana (BOG)
Gibraltar - Gibraltar Financial Services Commission (GFSC)
Greece - Hellenic Capital Market Commission
Grenada - Grenada International Financial Services Authority (GIFSA)
Guatemala - Superintendencia de Bancos (SB)
Guernsey - Guernsey Financial Services Commission
Honduras - National Banks and Securities Commission (Comisión Nacional de Bancos y Seguros in Spanish)
Hong Kong:
- Hong Kong Monetary Authority (HKMA)
- Hong Kong Securities and Futures Commission (SFC)
- Hong Kong Insurance Authority (IA)
- Hong Kong Mandatory Provident Fund Schemes Authority (MPFA)
Hungary - Hungarian National Bank (Hungarian: Magyar Nemzeti Bank (MNB))
Iceland - Central Bank of Iceland
India :
- Reserve Bank of India (RBI) - central bank and primary regulator of banks, payment systems, and financial entities
  - Banks Board Bureau (BBB)
  - National Payments Corporation of India (NPCI)
- International Financial Services Centres Authority - Governing body of the International Financial Services Centre In Gujarat International Financial tec-city(GIFT City), India.
- Deposit Insurance and Credit Guarantee Corporation (DICGC)
- Banking Codes and Standards Board of India (BCSBI)
- Securities and Exchange Board of India (SEBI)
- Forward Markets Commission (FMC)
- Insolvency and Bankruptcy Board of India (IBBI)
- Insurance Regulatory and Development Authority of India (IRDAI)
- Pension Fund Regulatory and Development Authority (PFRDA)
- All India Financial Institutions
  - National Bank for Agriculture and Rural Development (NBARD)
  - Small Industries Development Bank of India (SIDB)
  - National Housing Bank (NHB)
  - Export-Import Bank of India (Ex-Im Bank)
Indonesia:
- Financial Services Authority (Indonesia) (Indonesian: Otoritas Jasa Keuangan) (OJK)
- Bank Indonesia
- Indonesia Deposit Insurance Corporation (Indonesian: Lembaga Penjamin Simpanan) (LPS)
Ireland:
- Central Bank of Ireland
- Irish Takeover Panel
Iran:
- Securities and Exchange Organization of Iran
- Central Bank of Iran
Iraq - Iraq Securities Commission (ISC)
Isle of Man - Isle of Man Financial Services Authority
Israel - Israel Securities Authority (ISA)
Italy:
- Commissione Nazionale per le Società e la Borsa (CONSOB)
- Institute for the Supervision of Insurance (ISVAP)

J-L

Jamaica:
- Financial Services Commission (Jamaica)
- Bank of Jamaica
Japan :
- Financial Services Agency (FSA)
  - Securities and Exchange Surveillance Commission (SESC)
Jersey - Jersey Financial Services Commission
Jordan - Jordan Securities Commission
Kazakhstan:
- Agency of the Republic of Kazakhstan on Regulation and Supervision of Financial Market and Financial Organizations (Агентство Республики Казахстан по регулированию и надзору финансового рынка и финансовых организаций in Kazakh )
- Committee for the Control and Supervision of the Financial Market and Financial Organizations of the National Bank of the Republic of Kazakhstan
- Astana Financial Services Authority
Kenya - Capital Markets Authority (Kenya)
Kuwait:
- Central Bank of Kuwait (CBK) (بنك الكويت المركزي in Arabic)
- Capital Markets Authority Kuwait (CMA) (هيئة أسواق المال - دولة الكويت in Arabic)
South Korea :
- Financial Services Commission (FSC)
- Financial Supervisory Service (FSS)
Latvia - Financial and Capital Market Commission
Lebanon - Banking Control Commission of Lebanon (BCCL) and Insurance Control Commission (ICC)
Lesotho - Central Bank of Lesotho
Liechtenstein - Financial Market Authority (Liechtenstein) (FMA)
Lithuania - Bank of Lithuania
Luxembourg:
- Commission de Surveillance du Secteur Financier (CSSF)
- Commissariat aux Assurances (CAA)

M-R

Malaysia:
- Bank Negara Malaysia (BNM)
- Securities Commission Malaysia (SC)
- Labuan Financial Services Authority (Labuan FSA)
- Malaysian Stock Exchange (Bursa)
Malawi - Reserve Bank of Malawi (RBM)
Malta:
- Malta Financial Services Authority (MFSA)
- Central Bank of Malta
Mauritania - Central Bank of Mauritania (BCM)
Mauritius:
- Bank of Mauritius (BOM)
- Financial Services Commission (FSC)
Mexico:
- Comisión Nacional Bancaria y de Valores
- Comisión Nacional para la Protección y Defensa de los Usuarios de Servicios Financieros
Moldova - National Commission for Financial Markets
Montenegro - Insurance Supervision Agency
Montserrat - Montserrat Financial Services Commission
Mongolia:
- Financial Regulatory Commission of Mongolia
- Central Bank of Mongolia
Morocco - Moroccan Capital Market Authority [fr] (AMMC)
Nepal:
- Nepal Rastra Bank (Central Bank of Nepal - Regulator and Supervisor of Banks and Financial Institutions)
- Beema Samiti (Regulator of Insurance Companies)
- Securities Board Nepal (SEBON)
Netherlands:
- Netherlands Authority for the Financial Markets (AFM - Autoriteit Financiële Markten in Dutch)
- De Nederlandsche Bank (DNB)
Netherlands Antilles - Bank of the Netherlands Antilles^[4]
New Zealand - Financial Markets Authority (New Zealand)
Nigeria:
- Central Bank of Nigeria (CBN)
- Securities and Exchange Commission (Nigeria)
- National Insurance Commission (NAICOM) (Nigeria)
- National Pension Commission (PENCOM) (Nigeria)
North Macedonia:
- Securities and Exchange Commission of the Republic of North Macedonia (MSEC)
- National Bank of North Macedonia
Norway - Financial Supervisory Authority of Norway (Finanstilsynet in Norwegian)
Oman - Capital Market Authority (Oman)
Pakistan
- State Bank of Pakistan
- Securities and Exchange Commission Pakistan
Panama - Superintendencia del Mercado de Valores
Papua New Guinea - Bank of Papua New Guinea
Peru:
- Superintendencia de Banca, Seguros y AFP (SBS)
- Superintendencia del Mercado de Valores (SMV)
Philippines :
- Philippine Securities and Exchange Commission (SEC)
- Insurance Commission (Komisyon ng Seguro)
- Bangko Sentral ng Pilipinas (Central Bank of the Philippines)
- Philippine Deposit Insurance Corporation (PDIC)
- Department of Finance (DOF)
- Philippine Stock Exchange (PSE)
- Bureau of Treasury
Poland - Polish Financial Supervision Authority (KNF)
Portugal:
- Portuguese Securities Market Commission (CMVM)
- Portuguese Insurance Regulator (ASF)
Qatar - Qatar Financial Centre Regulatory Authority (QFCRA)
Romania - Romanian Financial Supervisory Authority
Russia - Central Bank of Russia (CBR)

S-T

Saint Lucia - Financial Sector Supervision Unit
Saint Kitts and Nevis:
- Financial Services Regulatory Commission
- Nevis Financial Regulatory Services Commission
Saint Vincent and the Grenadines:
- Financial Services Authority
- Capital Market Association of the Eastern Caribbean (CMAEC)
Samoa - Central Bank of Samoa
San Marino - Central Bank of San Marino (BCSM)
Saudi Arabia:
- Saudi Arabian Monetary Agency (SAMA) (مؤسسة النقد العربي السعودي in Arabic)-
- Capital Market Authority (Saudi Arabia) (CMA) (هيئة السوق المالية in Arabic)
Serbia - Securities Commission (Serbia)
Seychelles:
- Central Bank of Seychelles
- Seychelles Financial Services Authority (SFSA) [1]
Singapore - Monetary Authority of Singapore (MAS)
Slovakia - National Bank of Slovakia
Slovenia - Securities Market Agency (ATVP Agencija za Trg Vrednostnih Papirjev)
South Africa :
- South African Reserve Bank
- National Credit Regulator
- Prudential Authority
- Financial Sector Conduct Authority
Spain :
- Investment sector regulator - Spanish Securities Market Commission (Comisión Nacional del Mercado de Valores, CNMV) [MiFID]
- Insurance sector regulator (life and general) - Dirección General de Seguros y Fondos de Pensiones (DGSFP)[IMD]
- Banking sector regulator - Banco de España (BdE)
Sri Lanka:
- Central Bank of Sri Lanka
- Securities and Exchange Commission of Sri Lanka
Swaziland - Capital Markets Development Unit (Central Bank of Swaziland)
Sweden - Financial Supervisory Authority (Sweden)
Switzerland :
- Swiss Financial Market Supervisory Authority
- Swiss National Bank
- Swiss Takeover Board
Taiwan - Financial Supervisory Commission
Tanzania - Capital Markets and Securities Authority
Thailand:
- Bank of Thailand (BOT)
- Office of the Securities and Exchange Commission, Thailand (Thai SEC)
- Office of Insurance Commission (OIC)
Trinidad and Tobago - Central Bank of Trinidad and Tobago
- Trinidad and Tobago Securities and Exchange Commission
Tunisia - Conseil du marché financier
Turkey:
- Banking Regulation and Supervision Agency of Turkey (BRSA - )
- Capital Markets Board of Turkey (CMB)

U-Z

Uganda:
- Capital Markets Authority (Uganda) (CMA)
- Insurance Regulatory Authority of Uganda
Ukraine - National Securities and Stock Market Commission (NSSMC)
United Arab Emirates:
- Mainland (Onshore):
  - Central Bank of the UAE (CBUAE)
  - Securities and Commodities Authority - (SCA)
  - Insurance Authority - (IA)
- Free Zones:
  - Abu Dhabi: ADGM (Abu Dhabi Global Market) - Financial Services Regulatory Authority - (FSRA)
  - Dubai: DIFC (Dubai International Financial Center) - Dubai Financial Services Authority (DFSA)
United Kingdom :
- Bank of England (BoE)
- Prudential Regulation Authority (PRA)
- Financial Conduct Authority (FCA)
- Panel on Takeovers and Mergers (PANEL)
- Financial Policy Committee (FPC)
- Financial Reporting Council (FRC)
United States :
- Banking Regulators
  - Consumer Financial Protection Bureau (CFPB) - consumer compliance
  - Federal Reserve System ("Fed")
  - Federal Deposit Insurance Corporation (FDIC)
  - Office of the Comptroller of the Currency (OCC)
  - National Credit Union Administration (NCUA)
  - Farm Credit Administration (FCA)
  - Federal Financial Institutions Examination Council (FFIEC) - main umbrella group for US Federal banking authorities
  - Conference of State Bank Supervisors (CSBS) ^[5] - main umbrella group representing US State and Territorial banking supervisors
- Securities Regulators
  - Securities & Exchange Commission (SEC)
  - Commodity Futures Trading Commission (CFTC)
  - Securities Investor Protection Corporation (SIPC)
  - Financial Industry Regulatory Authority (FINRA)
  - Municipal Securities Rulemaking Board (MSRB)
  - National Futures Association (NFA)^[6]
- Other Regulators
  - Financial Stability Oversight Board (FSOC) - systemic risk
  - Federal Housing Finance Agency (FHFA) - government sponsored housing finance
  - Financial Crimes Enforcement Network (FinCEN) - anti-money laundering
  - National Association of Insurance Commissioners (NAIC) - insurance
  - Each US state and territory generally has its own banking, insurance, and securities authorities^[7]
Uruguay - Banco Central del Uruguay
Uzbekistan - Center for Coordination and Control over Functioning of Securities Market
Vatican City - Financial Information Authority
Venezuela - Superintendencia Nacional de Valores (SNV)
Vietnam - State Securities Commission (SSC)
Zambia - Securities and Exchange Commission (Zambia)
Zimbabwe - Reserve Bank of Zimbabwe (RBZ)

References

↑ links provided by the Philippines FSMA, http://www.fsma.be/Site/Home/Links.aspx
↑ "ចបាបសតពការរៀបចនងការបរពរតតទៅនៃអាជញាធរសេវាហរញញវតថមនមែនធនាគារ". 20 January 2021. https://gdicdm.mef.gov.kh/km/2021/01/20/10282.html.
↑ "Instituto de Garantía de Depósito" (in es). https://igd.gob.sv/.
↑ https://www.imf.org/external/pubs/ft/scr/2004/cr04271.pdf ^{[bare URL PDF]}
↑ "CSBS Home". CSBS.org. https://www.csbs.org/. Retrieved 10 August 2021.
↑ "National Futures Association/About Us". NFA.org. https://www.nfa.futures.org/NFA-about-nfa/index.HTML. Retrieved 5 April 2016.
↑ "List of United States Banking Authorities". USA.gov. https://www.usa.gov/state-consumer. Retrieved 21 June 2013.

External links

Bank of International Settlements - Regulatory authorities and supervisory agencies

0.00

(0 votes)

[1] links provided by the Philippines FSMA, http://www.fsma.be/Site/Home/Links.aspx

[2] "ចបាបសតពការរៀបចនងការបរពរតតទៅនៃអាជញាធរសេវាហរញញវតថមនមែនធនាគារ". 20 January 2021. https://gdicdm.mef.gov.kh/km/2021/01/20/10282.html.

[3] "Instituto de Garantía de Depósito" (in es). https://igd.gob.sv/.

[4] ttps://www.imf.org/external/pubs/ft/scr/2004/cr04271.pdf ^{[bare URL PDF]}

[5] "CSBS Home". CSBS.org. https://www.csbs.org/. Retrieved 10 August 2021.

[6] "National Futures Association/About Us". NFA.org. https://www.nfa.futures.org/NFA-about-nfa/index.HTML. Retrieved 5 April 2016.

[7] "List of United States Banking Authorities". USA.gov. https://www.usa.gov/state-consumer. Retrieved 21 June 2013.

Financial markets

Public market Exchange · Securities
Bond market
Bond valuation Corporate bond Fixed income Government bond High-yield debt Municipal bond Securitization
Stock market
Common stock Preferred stock Registered share Stock Stock certificate Stock exchange
Other markets
Derivatives (Credit derivative Futures exchange Hybrid security) Foreign exchange (Currency Exchange rate) Commodity Money Real estate Reinsurance
Over-the-counter (off-exchange)
Forwards Options Spot market Swaps
Trading
Participants Regulation Clearing
Related areas
Banks and banking Finance corporate personal public
v t e

List Of Financial Regulatory Authorities By Country

List

A-B

C-D

E-I

J-L

M-R

S-T

U-Z

See also

References

External links